DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• P••• B••••••

S•••••• W••••• P•••••••• L••BD affiliatedGrove City, Pa dual registrantIAPD 5189154

Feed of 09/14/2026

Also filed as B••••••• P B••••••

At current firm

8 y

since Oct 5, 2017

In the industry

19 y

since Sep 14, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 15, 2023 · Sewickley, Pa
S•••••• W••••• P•••••••• L•• BD affiliated current
since Oct 5, 2017 · Grove City, Pa
H••••••••• I••• former
Oct 14, 2015 to Aug 10, 2017 · Wexford, Pa
A••••••• C•••••• M••••••••• L•• independent RIA
Jun 23, 2014 to Oct 12, 2015 · Pittsburgh, Pa
F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager
Apr 11, 2011 to Nov 8, 2013 · New York, Ny
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager
Jan 6, 2011 to Nov 8, 2013 · Boston, Ma
F•••••••• I••••••••• C••••••••• institutional
Mar 2, 2010 to Nov 8, 2013 · Pittsburgh, Pa
F•••••••• S••••••••• C•••• no RAUM
Mar 2, 2010 to Nov 8, 2013 · Pittsburgh, Pa
E••••• J•••• national BD
Sep 18, 2007 to Apr 2, 2008 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

H••••••••• I••• to S•••••• W••••• P•••••••• L••
left Aug 10, 2017, registered Oct 5, 2017 (56 days) · Other
A••••••• C•••••• M••••••••• L•• to H••••••••• I•••
left Oct 12, 2015, registered Oct 14, 2015 (2 days) · Other
M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••
left Nov 8, 2013, registered Apr 11, 2011 (-942 days) · channel change inside one enterprise, not a move
F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••
left Nov 8, 2013, registered Jan 6, 2011 (-1037 days) · channel change inside one enterprise, not a move
F•••••••• G••••• I••••••••• M••••••••• C•••• to A••••••• C•••••• M••••••••• L••
left Nov 8, 2013, registered Jun 23, 2014 (227 days) · Other
F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••
left Nov 8, 2013, registered Mar 2, 2010 (-1347 days) · channel change inside one enterprise, not a move
E••••• J•••• to F•••••••• I••••••••• C•••••••••
left Apr 2, 2008, registered Mar 2, 2010 (699 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address