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J••• C••••••••• W•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••• C••••••••• W•

Advisor at C••••• F••••••••

Lenexa, KS | New York, NY

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Search this name across graphsid dfx:ria:4ab0d89a-8f10-5782-8a9f-195f56c20453

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 8, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F••••••••	Independent wealth	Mar 1, 2022	n/a	yes	New York, NY\|Lenexa, KS\|New York, NY	Current employment
U•••• A••••••• L••	Other adviser	Nov 12, 2020	Oct 13, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• A••••••• L••	C••••• F••••••••	Oct 13, 2022	Mar 1, 2022	-226	Firm change after gap	RIA to RIA
S•••••••• S•••••••••	U•••• A••••••• L••	Aug 28, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136572:168203:NY:2022-10-13	Oct 13, 2022	Mar 1, 2022	NEW YORK, NY	Firm change after gap

Relationships

Registered with (4)

→ C••••• F••••••••Registered adviserregistration: current employment
Mar 1, 2022 to presentfactForm ADV
→ U•••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Oct 13, 2022factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
May 25, 2017 to Aug 28, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Oct 13, 2022
Advisor changed firm
J••• C••••••••• W• left U•••• A••••••• L•• for C••••• F•••••••• (registered 2022-03-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ab0d89a-8f10-5782-8a9f-195f56c20453
First observed: Feb 8, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.