DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sapient Private Wealth Management, LLC
Legal name Sapient Private Wealth Management Services, LLC
Latest filing Mar 30, 2026
First filing on the tape Nov 10, 2011 · 31 filings
SEC status approved since Sep 30, 2011
RAUM
$1.7B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
90%
$1.6B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
15
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.7B as of Mar 30, 2026
Mar 28, 2012$521M then
HNW client RAUM$1.5B as of Mar 30, 2026
Mar 23, 2018$731M then
State-registered IARs (5.B.3)13 as of Mar 30, 2026
Mar 28, 20120 then
Employees (5.A)15 as of Mar 30, 2026
Feb 26, 201310 then
Private funds: no history
RAUM +23% over the last fiscal year+17% a year over threeIARs 12 to 13
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 13.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $1.4B, 524 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B83%
- Individuals$110M6.3%
- Pension and profit-sharing plans$104M5.9%
- Corporations and businesses$49.1M2.8%
- Charitable organizations$20.2M1.2%
- State and municipal entities$9.6M0.5%
- Individual clients
- 284reported
- HNW clients
- 325reported
- Pension plan clients
- 16reported
- Charitable clients
- 23reported
- Accounts
- 662reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 524 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Patrick Erwin | Eugene, Or | Nov 28, 2011 | 42 y | 3 |
| Dina Kae Ahten | Eugene, Or | Nov 28, 2011 | 25 y | 3 |
| Sandra Jo SperryCertified Financial Planner | Eugene, Or | Nov 28, 2011 | 20 y | 3 |
| John Bernard Flaxel | Eugene, Or | Nov 28, 2011 | 23 y | 3 |
| Ross Allen AnderleCertified Financial Planner | Eugene, Or | Feb 17, 2014 | 31 y | 2 |
| Dennis S Konrady | Eugene, Or | May 24, 2016 | 25 y | 1 |
| Mitchell Weldon LewisCertified Financial Planner | Eugene, Or | May 3, 2018 | 13 y | 0 |
| Sean Christopher RitchieCertified Financial Planner | Eugene, Or | Mar 11, 2020 | 17 y | 0 |
| Jacob Paul EldChartered Financial Analyst | Eugene, Or | Aug 26, 2020 | 11 y | 0 |
| Sarah Jane Skortman | Eugene, Or | Oct 24, 2022 | 12 y | 0 |
| Alexander G Erwin | Eugene, Or | Feb 16, 2024 | 10 y | 0 |
| Laura Li-Wen Chen | Eugene, Or | Apr 29, 2024 | 23 y | 0 |
| Hunter Austin Anderle | Eugene, Or | May 30, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Stacy Deanne Dervin to 44 Wealth Management LLCFeb 16, 2023 · RIA to RIA
- Tamara Lynn Humphries to MarinerJun 17, 2021 · RIA to affiliated broker-dealer or bank
- Casia Leigh Chappell to Ferguson Wellman Capital Management, Inc.Jul 17, 2019 · RIA to RIA
Joined, latest
- Dennis S Konrady from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 24, 2016 · Other
- Ross Allen Anderle from RBC Capital Markets, LLCFeb 17, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Jacob Eld · Chief Investment Officercontrolsince 10/2018 · owns less than 5%
- Patrick Gregory Erwin · Chief Executive Officer And Chief Compliance Officercontrolsince 09/2011 · owns less than 5%
- S Dennis Konrady · Partnercontrolsince 05/2016 · owns less than 5%
Entity owners
- Focus Operating, LLC · Member (Manager)direct · owns 75% or more
- Cd&R Ferdinand Co-Investor, L.P. · Partnerindirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
- Cd&R Ferdinand Holdings, L.P. · Partnerindirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
- Clayton, Dubilier & Rice Fund Xii, L.P. · Partnerindirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
- Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Intermediate Holdings, LLC · Memberindirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
- Ferdinand Ffp Parent, Inc. · Memberindirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
- Ferdinand Ffp Ultimate Holdings, LP · Shareholder Class B Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- Ferdinand Ffp Ultimate Holdings, LP · Shareholderindirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
- Focus Financial Partners Inc. · Memberindirect · owns 75% or more of Focus Financial Partners, LLC
- Focus Financial Partners, LLC · Memberindirect · owns 75% or more of Focus Operating, LLC
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eugene, Or · principal | 13 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 629 to 662Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 11 to 12Mar 27, 2025 to Mar 30, 2026
- Charity clients · 21 to 23Mar 27, 2025 to Mar 30, 2026
- Corporate clients · 7 to 13Mar 27, 2025 to Mar 30, 2026
- HNW clients · 265 to 325Mar 27, 2025 to Mar 30, 2026
- Individual clients · 328 to 284Mar 27, 2025 to Mar 30, 2026
- Pension plan clients · 7 to 16Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $1.4B to $1.4BMar 27, 2025 to Mar 30, 2026
- Employees · 14 to 15Mar 27, 2025 to Mar 30, 2026
- State-registered IARs · 12 to 13Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $1.7BMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $1.2B to $1.5BMar 27, 2025 to Mar 30, 2026
- Individual RAUM · $162M to $110MMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $68.2M to $77.2MMar 27, 2025 to Mar 30, 2026
- Pension RAUM · $32.5M to $104MMar 27, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.7BMar 27, 2025 to Mar 30, 2026
- Accounts · 592 to 629Jun 21, 2024 to Mar 27, 2025
- Advisory activities · 5 to 4Jun 21, 2024 to Mar 27, 2025
- Charity clients · 19 to 21Jun 21, 2024 to Mar 27, 2025
- Corporate clients · 6 to 7Jun 21, 2024 to Mar 27, 2025
- HNW clients · 262 to 265Jun 21, 2024 to Mar 27, 2025
- Individual clients · 298 to 328Jun 21, 2024 to Mar 27, 2025
- Pension plan clients · 6 to 7Jun 21, 2024 to Mar 27, 2025
- Assets in custody · $1.2B to $1.4BJun 21, 2024 to Mar 27, 2025
- Financial planning clients · 251-500 to 251-500Jun 21, 2024 to Mar 27, 2025
- State-registered IARs · 10 to 12Jun 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.2B to $1.3BJun 21, 2024 to Mar 27, 2025
- HNW RAUM · $1.1B to $1.2BJun 21, 2024 to Mar 27, 2025
- Individual RAUM · $125M to $162MJun 21, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $54.3M to $68.2MJun 21, 2024 to Mar 27, 2025
- Pension RAUM · $29.3M to $32.5MJun 21, 2024 to Mar 27, 2025
- RAUM · $1.3B to $1.4BJun 21, 2024 to Mar 27, 2025
- Related insurance company · false to trueJun 21, 2024 to Mar 27, 2025
- Accounts · 565 to 592Sep 22, 2023 to Mar 26, 2024
- Charity clients · 17 to 19Sep 22, 2023 to Mar 26, 2024
- HNW clients · 243 to 262Sep 22, 2023 to Mar 26, 2024
- Individual clients · 291 to 298Sep 22, 2023 to Mar 26, 2024
- Pension plan clients · 7 to 6Sep 22, 2023 to Mar 26, 2024
- Assets in custody · $1.1B to $1.2BSep 22, 2023 to Mar 26, 2024
- Employees · 13 to 14Sep 22, 2023 to Mar 26, 2024
Signals
5 dated events
- Dale Jonathan Riddle (Chief Operating Officer) no longer on Schedule A of Sapient Private Wealth Management, Llc (listed 2024-05-02, absent 2024-06-21)Jun 21, 2024 · Control person left · inference
- Stacy Deanne Dervin left Sapient Private Wealth Management, Llc for 44 Wealth Management Llc (registered 2023-03-13)Feb 16, 2023 · Advisor changed firm · fact
- Ray Alan Rexius (Partner) no longer on Schedule A of Sapient Private Wealth Management, Llc (listed 2019-03-26, absent 2020-03-23)Mar 23, 2020 · Control person left · inference
- Dale Jonathan Riddle (Chief Operating Officer) appeared on Schedule A of Sapient Private Wealth Management, LlcMar 26, 2019 · Control person joined · fact
- Paul Jacob Eld (Chief Investment Officer) appeared on Schedule A of Sapient Private Wealth Management, LlcMar 26, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sapientpwm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-762-0300reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-966-7869reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/SAPIENT-PRIVATE-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SAPIENTPWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 541-762-0300reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- SAPIENTPWM.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- SAPIENTPWM.COM/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026