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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Scott Alan Stanley

Advisor at EATON VANCE MANAGEMENT

BOSTON, MA

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Search this name across graphsid dfx:ria:4bcb91bb-4362-99bc-dd79-a59c079b2196

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EATON VANCE MANAGEMENT
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 20, 1996
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: SCOTT A STANLEY
IAPD individual key: 2772772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EATON VANCE MANAGEMENT	Asset manager	Dec 1, 2023	n/a	yes	BOSTON, MA	Current employment
HARBOR CAPITAL ADVISORS, INC.	Asset manager	Oct 28, 2022	Sep 5, 2023	no	CHICAGO, IL\|Paso Robles, CA	Previous registration
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Oct 23, 2020	Sep 7, 2021	no	NEW YORK, NY\|Novato, CA\|San Francisco, CA	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Sep 1, 2011	Aug 10, 2020	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Mar 4, 2010	Sep 1, 2011	no	CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 8, 1997	Jul 31, 2009	no	SAN FRANCISCO, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARBOR CAPITAL ADVISORS, INC.	EATON VANCE MANAGEMENT	Sep 5, 2023	Dec 1, 2023	87	Firm change	Other
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	HARBOR CAPITAL ADVISORS, INC.	Sep 7, 2021	Oct 28, 2022	416	Firm change after gap	Other
NUVEEN ASSET MANAGEMENT, LLC	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Aug 10, 2020	Oct 23, 2020	74	Firm change	Other
NUVEEN FUND ADVISORS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Sep 1, 2011	Sep 1, 2011	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NUVEEN FUND ADVISORS, LLC	Jul 31, 2009	Mar 4, 2010	216	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155584:109591:IL:2020-08-10	Aug 10, 2020	Oct 23, 2020	CHICAGO, IL	Firm change

Relationships

Registered with (6)

→ EATON VANCE MANAGEMENTRegistered adviserregistration: current employment
Dec 1, 2023 to presentfactForm ADV
→ HARBOR CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 28, 2022 to Sep 5, 2023factForm ADV
→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 23, 2020 to Sep 7, 2021factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2011 to Aug 10, 2020factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 4, 2010 to Sep 1, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 8, 1997 to Jul 31, 2009factForm ADV

Dated events

Occurred
Sep 5, 2023
Advisor changed firm
Scott Alan Stanley left Harbor Capital Advisors, Inc. for Eaton Vance Management (registered 2023-12-01)
Form ADVobserved 5 days ago