DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Alan Stanley
Feed of 09/14/2026
Also filed as Scott A Stanley
At current firm
2 y
since Dec 1, 2023
In the industry
29 y
since Sep 20, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Eaton Vance Management asset manager currentsince Dec 1, 2023 · Boston, Ma
- Harbor Capital Advisors, Inc. asset managerOct 28, 2022 to Sep 5, 2023 · Chicago, Il
- New York Life Investment Management LLC asset managerOct 23, 2020 to Sep 7, 2021 · New York, Ny
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Aug 10, 2020 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerMar 4, 2010 to Sep 1, 2011 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 8, 1997 to Jul 31, 2009 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Harbor Capital Advisors, Inc. to Eaton Vance Managementleft Sep 5, 2023, registered Dec 1, 2023 (87 days) · Other
- New York Life Investment Management LLC to Harbor Capital Advisors, Inc.left Sep 7, 2021, registered Oct 28, 2022 (416 days) · Other
- Nuveen Asset Management, LLC to New York Life Investment Management LLCleft Aug 10, 2020, registered Oct 23, 2020 (74 days) · Other · moved with a team
- Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLCleft Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Nuveen Fund Advisors, LLCleft Jul 31, 2009, registered Mar 4, 2010 (216 days) · Other
Signals
- Scott Alan Stanley left Harbor Capital Advisors, Inc. for Eaton Vance Management (registered 2023-12-01)Sep 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address