DFX Intelligence

R••••• R•••• L• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor55 years in industry

R••••• R•••• L• S••••

Advisor at A•••••• S•••• W••••• M••••••••• L••

VANCOUVER, WA | Las Vegas, NV

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Search this name across graphsid dfx:ria:4c61f593-c694-f54f-ea00-c32dfe12f95d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1971earliest registration or exam on IAPD
Years in industry: 55derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S•••• W••••• M••••••••• L••	Independent wealth	Mar 3, 2025	n/a	yes	Las Vegas, NV\|VANCOUVER, WA	Current employment
W••••• W•••• A•••••••• I••	Independent wealth	Jan 29, 2020	Mar 11, 2022	no	Las Vegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W•••• A•••••••• I••	A•••••• S•••• W••••• M••••••••• L••	Mar 11, 2022	Mar 3, 2025	1,088	Firm change after gap	RIA to RIA
B••••••••• C•••••• M••••••••• L••	W••••• W•••• A•••••••• I••	Jan 15, 2020	Jan 29, 2020

Relationships

Registered with (6)

→ A•••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
Jan 29, 2020 to Mar 11, 2022factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2016 to Jan 15, 2020factForm ADV
→ D•••••• S••• F••••••••• L••

Dated events

Occurred
Mar 11, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c61f593-c694-f54f-ea00-c32dfe12f95d
First observed: Jul 7, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.