RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• R•••• L• S••••
- A•••••• S•••• W••••• M••••••••• L•• independent RIA currentsince Mar 3, 2025 · Las Vegas, Nv
- W••••• W•••• A•••••••• I•• independent RIAJan 29, 2020 to Mar 11, 2022 · Las Vegas, Nv
- B••••••••• C•••••• M••••••••• L•• independent RIASep 21, 2016 to Jan 15, 2020 · Las Vegas, Nv
- D•••••• S••• F••••••••• L•• unclassifiedMar 27, 2013 to Jul 14, 2016 · Las Vegas, Nv
- M••••••••• I••••••••• S•••••••• I••• formerSep 12, 2011 to May 7, 2013 · Neosho, Mo
- M•••• C••••••• A••••••• S•••••• BD affiliatedJul 7, 2010 to Jul 6, 2011 · Palm Beach Gardens, Fl
- W••••• W•••• A•••••••• I•• to A•••••• S•••• W••••• M••••••••• L••left Mar 11, 2022, registered Mar 3, 2025 (1088 days) · RIA to RIA
- B••••••••• C•••••• M••••••••• L•• to W••••• W•••• A•••••••• I••left Jan 15, 2020, registered Jan 29, 2020 (14 days) · RIA to RIA
- D•••••• S••• F••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jul 14, 2016, registered Sep 21, 2016 (69 days) · Other
- M••••••••• I••••••••• S•••••••• I••• to D•••••• S••• F••••••••• L••left May 7, 2013, registered Mar 27, 2013 (-41 days) · Other
- M•••• C••••••• A••••••• S•••••• to M••••••••• I••••••••• S•••••••• I•••left Jul 6, 2011, registered Sep 12, 2011 (68 days) · Other
- R••••• R•••• L• S•••• left W••••• W•••• A•••••••• I•• for A•••••• S•••• W••••• M••••••••• L•• (registered 2025-03-03)Mar 11, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 55derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address