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Advisor at MUTUAL ADVISORS, LLC
OMAHA, NE | Roseville, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Jan 30, 2017 | n/a | yes | Roseville, CA|OMAHA, NE | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 17, 2013 | Jan 23, 2017 | no | Roseville, CA | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Oct 19, 2010 | Nov 2, 2012 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | MUTUAL ADVISORS, LLC | Jan 23, 2017 | Jan 30, 2017 | 7 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 2, 2012 | Jan 17, 2013 | 76 | Firm change | Other |