DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sasiwipa Nakdee
Feed of 09/14/2026
At current firm
9 y
since Jan 30, 2017
In the industry
20 y
since Feb 14, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Jan 30, 2017 · Roseville, Ca
- Ameriprise Financial Services, LLC national BDJan 17, 2013 to Jan 23, 2017 · Roseville, Ca
- Usaa Financial Planning Services formerOct 19, 2010 to Nov 2, 2012 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Mutual Advisors, LLCleft Jan 23, 2017, registered Jan 30, 2017 (7 days) · Other
- Usaa Financial Planning Services to Ameriprise Financial Services, LLCleft Nov 2, 2012, registered Jan 17, 2013 (76 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address