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RIA / WealthAdvisor34 years in industry

DEREK RUDOLF D'ALONZO

Advisor at ALDEN INVESTMENT GROUP

Hockton, GA | WAYNE, PA

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Search this name across graphsid dfx:ria:52a61632-78a7-9d41-6e8f-b3ee63a92ca3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALDEN INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 21, 1991
First registration: Sep 24, 2014
Dual registered: no
Other names: DEREK RUDOLF DALONZO|DEREK RUDOLF D'ALONZO
IAPD individual key: 2099610

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALDEN INVESTMENT GROUP	Independent wealth	Jun 30, 2022	n/a	yes	Hockton, GA\|WAYNE, PA	Current employment
ALDEN CAPITAL	Independent wealth	Dec 2, 2020	Nov 22, 2022	no	Hoschton, GA\|WAYNE, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 24, 2017	Oct 29, 2020	no	SUWANEE, GA	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 9, 2016	Jun 19, 2017	no	SUWANEE, GA\|LAWRENCEVILLE, GA\|BUFORD, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 24, 2014	Dec 31, 2016	no	SUWANEE, GA\|SUWANEE, GA\|SUWANEE, GA\|BUFORD, GA\|BRASELTON, GA\|BUFORD, GA\|BUFORD, GA\|LAWRENCEVILLE, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALDEN CAPITAL	ALDEN INVESTMENT GROUP	Nov 22, 2022	Jun 30, 2022	-145	Firm change after gap	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	ALDEN CAPITAL	Oct 29, 2020	Dec 2, 2020	34	Firm change	Ibd to RIA
TRUIST ADVISORY SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 19, 2017	Aug 24, 2017	66	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 9, 2016	-113	Bulk transfer	Other

Relationships

Registered with (5)

→ ALDEN INVESTMENT GROUPRegistered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ ALDEN CAPITALRegistered adviserregistration: previous registration
Dec 2, 2020 to Nov 22, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 24, 2017 to Oct 29, 2020factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 9, 2016 to Jun 19, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 24, 2014 to Dec 31, 2016factForm ADV

Dated events

Occurred
Nov 22, 2022
Advisor changed firm
Derek Rudolf D'Alonzo left Alden Capital for Alden Investment Group (registered 2022-06-30)
Form ADVobserved 5 days ago