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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Kevin Ross

Advisor at CARDEA CAPITAL ADVISORS, LLC

Atlanta, GA | VERO BEACH, FL

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Search this name across graphsid dfx:ria:538c9259-5e33-bcd6-12a8-e85eebd1d862

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 16, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARDEA CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Jan 18, 2016
First registration: Jun 16, 2011
Dual registered: yes, broker-dealer
Other names: KEVIN M ROSS|KEVIN MICHAEL ROSS|Kevin Ross
IAPD individual key: 2290136

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARDEA CAPITAL ADVISORS, LLC	Independent wealth	Mar 28, 2024	n/a	yes	VERO BEACH, FL\|Atlanta, GA	Current employment
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Oct 23, 2023	Apr 3, 2024	no	MCDONOUGH, GA\|BALA CYNWYD, PA	Previous registration
BRIDGEWAY WEALTH PARTNERS, LLC	Former SEC adviser	Aug 24, 2020	Dec 31, 2023	no	NEW YORK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 2, 2015	Aug 25, 2020	no	BALA CYNWYD, PA\|BALA CYNWYD, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 19, 2012	Nov 17, 2015	no	BALA CYNWYD, PA\|SAN DIEGO, CA\|BALA CYNWYD, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 16, 2011	Sep 18, 2012	no	KING OF PRUSSIA, PA\|BALA CYNWYD, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPE INVESTMENT ADVISORY, INC.	CARDEA CAPITAL ADVISORS, LLC	Apr 3, 2024	Mar 28, 2024	-6	Firm change	RIA to RIA
BRIDGEWAY WEALTH PARTNERS, LLC	CAPE INVESTMENT ADVISORY, INC.	Dec 31, 2023	Oct 23, 2023	-69	Firm change after gap	RIA to RIA
EQUITABLE ADVISORS, LLC	BRIDGEWAY WEALTH PARTNERS, LLC	Aug 25, 2020	Aug 24, 2020	-1	Firm change	Other
LPL FINANCIAL LLC	EQUITABLE ADVISORS, LLC	Nov 17, 2015	Nov 2, 2015	-15	Firm change	Other
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Sep 18, 2012	Sep 19, 2012	1	Firm change	Other

Relationships

Registered with (6)

→ CARDEA CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Oct 23, 2023 to Apr 3, 2024factForm ADV
→ BRIDGEWAY WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 24, 2020 to Dec 31, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 2, 2015 to Aug 25, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 19, 2012 to Nov 17, 2015factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 16, 2011 to Sep 18, 2012factForm ADV

Dated events

Occurred
Apr 3, 2024
Advisor changed firm
Kevin Ross left Cape Investment Advisory, Inc. for Cardea Capital Advisors, Llc (registered 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Kevin Ross left Bridgeway Wealth Partners, Llc for Cape Investment Advisory, Inc. (registered 2023-10-23)
Form ADVobserved 6 days ago