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Advisor at HOBART WEALTH
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOBART WEALTH | Independent wealth | Sep 5, 2013 | n/a | yes | CHARLOTTE, NC | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Feb 2, 2012 | Jan 25, 2018 | no | CHARLOTTE, NC|SARASOTA, FL | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Aug 6, 2008 | Mar 23, 2012 | no | PONTE VEDRA BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | HOBART WEALTH | Jan 25, 2018 | Sep 5, 2013 | -1,603 | Firm change after gap | Other |
| KALOS MANAGEMENT | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Mar 23, 2012 | Feb 2, 2012 | -50 | Firm change after gap | Other |