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RIA / WealthAdvisor20 years in industry

BERT L BOUTTE

Advisor at EDELMAN FINANCIAL ENGINES

SUGAR LAND, TX

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Search this name across graphsid dfx:ria:55529dd7-656a-cfb1-df87-1ee5b1883704

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 18, 2005
First registration: Dec 9, 2005
Dual registered: no
Other names: BERT LOUIS BOUTTE
IAPD individual key: 4984482

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	n/a	yes	SUGAR LAND, TX	Current employment
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Sep 6, 2016	Nov 30, 2016	no	SUGAR LAND, TX\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Jan 20, 2015	Sep 23, 2016	no	SUGARLAND, TX\|OVERLAND PARK, KS	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 15, 2007	Jan 21, 2015	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 15, 2007	Jan 21, 2015	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 9, 2005	Jun 12, 2007	no	SUGAR LAND, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Sep 23, 2016	Sep 6, 2016	-17	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 21, 2015	Jun 15, 2007	-2,777	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 21, 2015	Jun 15, 2007	-2,777	Channel change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 12, 2007	Jun 15, 2007	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165877:109238:KS:2016-09-23	Sep 23, 2016	Sep 6, 2016	OVERLAND PARK, KS	Firm change

Relationships

Registered with (6)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Nov 30, 2016 to presentfactForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Sep 6, 2016 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Jan 20, 2015 to Sep 23, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 15, 2007 to Jan 21, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 15, 2007 to Jan 21, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 9, 2005 to Jun 12, 2007factForm ADV

Dated events

No dated event names this entity yet.