DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• W••••• M•••••••••
OKLAHOMA CITY, OK | FT S••••, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• W••••• M••••••••• | Independent wealth | Jan 3, 2025 | n/a | yes | OKLAHOMA CITY, OK|FT S••••, AR | Current employment |
| H•••••• T••••••• • K•••• L•• | Independent wealth | Feb 6, 2023 | Jan 3, 2025 | no | Perkins, OK|OKLAHOMA CITY, OK|Edmond, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•••••• T••••••• • K•••• L•• | A••••• W••••• M••••••••• | Jan 3, 2025 | Jan 3, 2025 | 0 | Firm change | Ibd to RIA |
| I•••••••• A•••••••• L•• | H•••••• T••••••• • K•••• L•• | Jan 20, 2023 | Feb 6, 2023 |
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Sep 14, 2021 | Jan 20, 2023 | no | URBANDALE, IA|Oklahoma City, OK|Oklahoma, OK | Previous registration |
| S•••••••• F•••••••• C•••••••• L•• | Independent wealth | Feb 12, 2019 | Aug 28, 2021 | no | EDMOND, OK | Previous registration |
| M••••• O• O•••• I••••••• S•••••••• I••• | Independent wealth | Jun 7, 2017 | Feb 21, 2019 | no | OKLAHOMA CITY, OK | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Dec 20, 2016 | May 23, 2017 | no | OKLAHOMA CITY, OK|Oklahoma City, OK | Previous registration |
| A••••••• F•••••••• A•••••••• I••• | Former SEC adviser | Jun 22, 2016 | Nov 9, 2016 | no | Oaklahoma City, OK|HILLSIDE, IL | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Dec 16, 2015 | Feb 19, 2016 | no | OKLAHOMA CITY, OK | Previous registration |
| B•• P•••••••• I••• | Bd affiliated wealth | Sep 29, 2014 | Dec 31, 2015 | no | EDMOND, OK|CEDAR RAPIDS, IA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Aug 12, 2011 | Oct 3, 2014 | no | Oklahoma City, OK|Oklahoma City, OK|OKLAHOMA CITY, OK | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 8, 2008 | Jun 10, 2011 | no | OKLAHOMA CITY, OK|EDMOND, OK|OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| E••••• J•••• | National bd RIA | May 2, 2007 | Mar 19, 2008 | no | EDMOND, OK | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 20, 2002 | Sep 10, 2003 | no | OKLAHOMA CITY, OK | Previous registration |
| 17 |
| Firm change |
| RIA to ibd |
| S•••••••• F•••••••• C•••••••• L•• | I•••••••• A•••••••• L•• | Aug 28, 2021 | Sep 14, 2021 | 17 | Firm change | RIA to RIA |
| M••••• O• O•••• I••••••• S•••••••• I••• | S•••••••• F•••••••• C•••••••• L•• | Feb 21, 2019 | Feb 12, 2019 | -9 | Firm change | Other |
| P•••• S••••••••• L•• | M••••• O• O•••• I••••••• S•••••••• I••• | May 23, 2017 | Jun 7, 2017 | 15 | Firm change | Other |
| A••••••• F•••••••• A•••••••• I••• | P•••• S••••••••• L•• | Nov 9, 2016 | Dec 20, 2016 | 41 | Firm change | Other |
| E•••••••• A•••••••• L•• | A••••••• F•••••••• A•••••••• I••• | Feb 19, 2016 | Jun 22, 2016 | 124 | Firm change | Other |
| B•• P•••••••• I••• | E•••••••• A•••••••• L•• | Dec 31, 2015 | Dec 16, 2015 | -15 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | B•• P•••••••• I••• | Oct 3, 2014 | Sep 29, 2014 | -4 | Firm change | Other |
| L•• F•••••••• L•• | M•• I•••••••• S•••••••• L•• | Jun 10, 2011 | Aug 12, 2011 | 63 | Firm change | Other |
| E••••• J•••• | L•• F•••••••• L•• | Mar 19, 2008 | Apr 8, 2008 | 20 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E••••• J•••• | Sep 10, 2003 | May 2, 2007 | 1,330 | Firm change after gap | Wirehouse to ibd |