DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Registered advisor
R•••••• S•••• F•••••
Feed of 09/14/2026
Also filed as Rebecca Renee Speck
At current firm
1 y
since Jan 3, 2025
In the industry
33 y
since Feb 2, 1993 (earliest exam, job or registration)
Prior registered firms
12
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• W••••• M••••••••• independent RIA currentsince Jan 3, 2025 · Oklahoma City, Ok
- H•••••• T••••••• • K•••• L•• independent RIAFeb 6, 2023 to Jan 3, 2025 · Perkins, Ok
- I•••••••• A•••••••• L•• BD affiliatedSep 14, 2021 to Jan 20, 2023 · Urbandale, Ia
- S•••••••• F•••••••• C•••••••• L•• independent RIAFeb 12, 2019 to Aug 28, 2021 · Edmond, Ok
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAJun 7, 2017 to Feb 21, 2019 · Oklahoma City, Ok
- P•••• S••••••••• L•• no RAUMDec 20, 2016 to May 23, 2017 · Oklahoma City, Ok
- A••••••• F•••••••• A•••••••• I••• formerJun 22, 2016 to Nov 9, 2016 · Oaklahoma City, Ok
- E•••••••• A•••••••• L•• national BDDec 16, 2015 to Feb 19, 2016 · Oklahoma City, Ok
- B•• P•••••••• I••• BD affiliatedSep 29, 2014 to Dec 31, 2015 · Edmond, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 12, 2011 to Oct 3, 2014 · Oklahoma City, Ok
- L•• F•••••••• L•• BD affiliatedApr 8, 2008 to Jun 10, 2011 · Oklahoma City, Ok
- E••••• J•••• national BDMay 2, 2007 to Mar 19, 2008 · Edmond, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 20, 2002 to Sep 10, 2003 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- H•••••• T••••••• • K•••• L•• to A••••• W••••• M•••••••••left Jan 3, 2025, registered Jan 3, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA
- I•••••••• A•••••••• L•• to H•••••• T••••••• • K•••• L••left Jan 20, 2023, registered Feb 6, 2023 (17 days) · RIA to affiliated broker-dealer or bank
- S•••••••• F•••••••• C•••••••• L•• to I•••••••• A•••••••• L••left Aug 28, 2021, registered Sep 14, 2021 (17 days) · RIA to RIA
- M••••• O• O•••• I••••••• S•••••••• I••• to S•••••••• F•••••••• C•••••••• L••left Feb 21, 2019, registered Feb 12, 2019 (-9 days) · Other
- P•••• S••••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left May 23, 2017, registered Jun 7, 2017 (15 days) · Other
- A••••••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••left Nov 9, 2016, registered Dec 20, 2016 (41 days) · Other
- E•••••••• A•••••••• L•• to A••••••• F•••••••• A•••••••• I•••left Feb 19, 2016, registered Jun 22, 2016 (124 days) · Other
- B•• P•••••••• I••• to E•••••••• A•••••••• L••left Dec 31, 2015, registered Dec 16, 2015 (-15 days) · Other
- M•• I•••••••• S•••••••• L•• to B•• P•••••••• I•••left Oct 3, 2014, registered Sep 29, 2014 (-4 days) · Other
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 10, 2011, registered Aug 12, 2011 (63 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Mar 19, 2008, registered Apr 8, 2008 (20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Sep 10, 2003, registered May 2, 2007 (1330 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- R•••••• S•••• F••••• left H•••••• T••••••• • K•••• L•• for A••••• W••••• M••••••••• (registered 2025-01-03)Jan 3, 2025 · Advisor changed firm · fact
- R•••••• S•••• F••••• left I•••••••• A•••••••• L•• for H•••••• T••••••• • K•••• L•• (registered 2023-02-06)Jan 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address