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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Robert Jay Davis

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Georgetown, KY

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Search this name across graphsid dfx:ria:56990b1b-3840-08c4-aeac-c6696c2c0b87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: May 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 13, 1999
First registration: May 31, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3238048

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 30, 2021	n/a	yes	Georgetown, KY	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2018	Dec 6, 2021	no	Georgetown, KY\|Paris, KY	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Sep 12, 2016	Sep 24, 2018	no	SAN ANTONIO, TX\|Florence, KY\|Danville, KY	Previous registration
WESBANCO SECURITIES, INC.	Bd affiliated wealth	Jan 14, 2015	Sep 15, 2016	no	Mason, OH\|HARRISON, OH\|Cincinnati, OH\|Cincinnati, OH\|CINCINNATI, OH\|WHEELING, WV\|Cincinnati, OH	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Apr 22, 2014	no	CRESTVIEW HILLS, KY	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Oct 31, 2011	Jan 21, 2014	no	CRESTVIEW HILLS, KY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jun 16, 2010	Oct 18, 2011	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 18, 2008	May 27, 2009	no	UNION, KY\|UNION, KY\|CINCINNATI, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Mar 3, 2005	Jun 2, 2008	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 31, 2001	Aug 21, 2002	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 6, 2021	Nov 30, 2021	-6	Firm change	Ibd to ibd
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2018	Jun 22, 2018	-94	Bulk transfer	Ibd to ibd
WESBANCO SECURITIES, INC.	INVESTMENT PROFESSIONALS, INC.	Sep 15, 2016	Sep 12, 2016	-3	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	WESBANCO SECURITIES, INC.	Apr 22, 2014	Jan 14, 2015	267	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	CETERA INVESTMENT SERVICES LLC	Oct 18, 2011	Oct 31, 2011	13	Firm change	Other
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	May 27, 2009	Jun 16, 2010	385	Firm change	Other
FIFTH THIRD SECURITIES, INC.	LPL FINANCIAL LLC	Jun 2, 2008	Nov 18, 2008	169	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIFTH THIRD SECURITIES, INC.	Aug 21, 2002	Mar 3, 2005	925	Firm change after gap	Other

Relationships

Registered with (10)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Nov 30, 2021 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 22, 2018 to Dec 6, 2021factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Sep 12, 2016 to Sep 24, 2018factForm ADV
→ WESBANCO SECURITIES, INC.Registered adviserregistration: previous registration
Jan 14, 2015 to Sep 15, 2016factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Apr 22, 2014factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 31, 2011 to Jan 21, 2014factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 16, 2010 to Oct 18, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 18, 2008 to May 27, 2009factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Mar 3, 2005 to Jun 2, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 31, 2001 to Aug 21, 2002factForm ADV

Dated events

No dated event names this entity yet.