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Advisor at ELEVATED CAPITAL ADVISORS, LLC
Murrieta, CA | DRAPER, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ELEVATED CAPITAL ADVISORS, LLC | Independent wealth | Nov 30, 2020 | n/a | yes | Murrieta, CA|DRAPER, UT | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Jan 2, 2015 | Dec 2, 2020 | no | DOWNEY, CA|KENTWOOD, MI|Murrieta, CA | Previous registration |
| BRIGHT OWL INVESTMENT ADVISORS | Former SEC adviser | Mar 18, 2014 | Dec 31, 2014 | no | DOWNEY, CA|KENTWOOD, MI | Previous registration |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Aug 1, 2013 | Feb 18, 2014 | no | DOWNEY, CA|ANAHEIM, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 15, 2012 | Jul 23, 2013 | no | GLENDALE, CA|BALDWIN PARK, CA|EL MONTE, CA|ALHAMBRA, CA|NEW YORK, NY|ALHAMBRA, CA|SANTA CLARITA, CA | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Jul 19, 2011 | Feb 16, 2012 | no | PASADENA, CA|SIERRA MADRE, CA|SALT LAKE CITY, UT|CITY OF INDUSTRY, CA|PASADENA, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 24, 2011 | Jul 20, 2011 | no | LOS ALAMITOS, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Jul 7, 2010 | no | LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Dec 1, 2008 | May 2, 2009 | no | LOS ANGELES, CA|LOS ANGELES, CA|BEVERLY HILLS, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | ELEVATED CAPITAL ADVISORS, LLC | Dec 2, 2020 | Nov 30, 2020 | -2 | Firm change | Ibd to RIA |
| BRIGHT OWL INVESTMENT ADVISORS | REGAL INVESTMENT ADVISORS LLC | Dec 31, 2014 | Jan 2, 2015 | 2 | Firm change | Other |
| CENTAURUS FINANCIAL, INC. | BRIGHT OWL INVESTMENT ADVISORS | Feb 18, 2014 | Mar 18, 2014 | 28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CENTAURUS FINANCIAL, INC. | Jul 23, 2013 | Aug 1, 2013 | 9 | Firm change | Other |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 16, 2012 | Mar 15, 2012 | 28 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Jul 20, 2011 | Jul 19, 2011 | -1 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |