DFX Intelligence

C•••••••• M•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

C•••••••• M•• M•••••

Advisor at W••••• W•••• A•••••••• I••

Mission Viejo, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Aug 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• W•••• A•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• W•••• A•••••••• I••	Independent wealth	Jan 1, 2026	n/a	yes	Mission Viejo, CA	Current employment
I••••• P••••••••• W•••••• L••	Independent wealth	Feb 20, 2024	Oct 10, 2024	no	MARIETTA, GA\|Mission Viejo, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• P••••••••• W•••••• L••	W••••• W•••• A•••••••• I••	Oct 10, 2024	Jan 1, 2026	448	Firm change after gap	RIA to RIA
I••• W••••• M••••••••• L••	I••••• P••••••••• W•••••• L••	Mar 2, 2023	Feb 20, 2024

Relationships

Registered with (10)

→ W••••• W•••• A•••••••• I••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ I••••• P••••••••• W•••••• L••Registered adviserregistration: previous registration
Feb 20, 2024 to Oct 10, 2024factForm ADV
→ I••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2017 to Mar 2, 2023factForm ADV
→ K••••• A•••••••• I•••

Dated events

Order

Occurred
10 Oct 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
2 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 30, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.