RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••••• B••••••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Dec 4, 2025 · Evansville, In
- R••••••••• P••••••• S••••••••• L•• independent RIAAug 3, 2022 to Feb 3, 2026 · Louisville, Ky
- L••••• A••••••• S••••••• unclassifiedNov 30, 2020 to Jan 6, 2023 · Louisville, Ky
- A• W••••• M••••••••• L•• BD affiliatedOct 17, 2017 to Nov 6, 2020 · Evansville, In
- G••••• F•••••••• P•••••• C••••••• I••• formerApr 23, 2015 to Oct 16, 2017 · Clinton, In
- R••••••••• P••••••• S••••••••• L•• to A•••••• W••••• M••••••••• L••left Feb 3, 2026, registered Dec 4, 2025 (-61 days) · RIA to RIA
- L••••• A••••••• S••••••• to R••••••••• P••••••• S••••••••• L••left Jan 6, 2023, registered Aug 3, 2022 (-156 days) · Other
- A• W••••• M••••••••• L•• to L••••• A••••••• S•••••••left Nov 6, 2020, registered Nov 30, 2020 (24 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Oct 16, 2017, registered Oct 17, 2017 (1 days) · Other
- M•••••• G••••• B•••••••• left R••••••••• P••••••• S••••••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2025-12-04)Feb 3, 2026 · Advisor changed firm · fact
- M•••••• G••••• B•••••••• left L••••• A••••••• S••••••• for R••••••••• P••••••• S••••••••• L•• (registered 2022-08-03)Jan 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address