DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Genter Advisors LLC
Latest filing Apr 1, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Jul 6, 2001
RAUM
$183M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$166M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$22.8M
derived; firm RAUM over IAPD count
Employees
63
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$183M as of Apr 1, 2026
Mar 29, 2012$179M then
HNW client RAUM$50.0M as of Apr 1, 2026
Mar 28, 2018$21.6M then
State-registered IARs (5.B.3)7 as of Apr 1, 2026
Mar 28, 201314 then
Employees (5.A)63 as of Apr 1, 2026
Mar 28, 201369 then
Private funds: no history
RAUM +12% over the last fiscal year+7.8% a year over threeIARs 24 to 7
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $22.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $321,178derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -71%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.4%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $28.1M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$116M64%
- High-net-worth individuals$50.0M27%
- Pension and profit-sharing plans$10.2M5.6%
- Corporations and businesses$6.2M3.4%
- Individual clients
- 515reported
- HNW clients
- 29reported
- Pension plan clients
- 20reported
- Charitable clients
- 0reported
- Accounts
- 569reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.1M for 76 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Mitchell Harold Freedman to Strait & SoundSep 1, 2023 · RIA to RIA
- Charles Andrew Robb to Telos Capital Management, Inc.May 24, 2022 · RIA to RIA
- Paul Sangyop Lee to Genter Capital ManagementAug 22, 2016 · Other
- Peter Dominic Demartino to Genter Capital ManagementAug 6, 2014 · Other
- Jonathan Paul Fairchild to Telos Capital Management, Inc.Oct 5, 2011 · Other
- William Patrick Dougherty to Cambridge Investment Research Advisors, Inc.Dec 31, 2005 · Other
- Aileen A. Grant to Rittenhouse Asset Management, Inc.Dec 31, 2005 · Other
Joined, latest
- Paul Sangyop Lee from Private AdvisoryApr 2, 2015 · Other
- Peter Dominic Demartino from Charles Schwab & Co., Inc.Jun 5, 2014 · Other
- Charles Andrew Robb from Genter Capital ManagementDec 1, 2006 · Other
- Aileen A. Grant from Genter Capital ManagementJul 30, 2002 · Other
- Jonathan Paul Fairchild from Genter Capital ManagementJul 26, 2001 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Laurance James Barber · Sr. Vice Presidentcontrolsince 01/2022 · owns less than 5%
- Nmn John Barry · Sr. Vice President-Operationscontrolsince 08/2021 · owns less than 5%
- Judson Timothy Demshki · Sr. Vice President/Director Of Private Client Divisioncontrolsince 06/2003 · owns less than 5%
- Lawrence Brian Elliott · Sr. Vice President/Director Of Institutional Divisioncontrolsince 01/2012 · owns less than 5%
- John Daniel Genter · President/Ceo/Ciocontrolsince 06/2001 · owns less than 5%
- Aga Manuel Gutierrez · Sr. Vice President/Cfo/Chief Compliance Officercontrolsince 06/2001 · owns less than 5%
- Joseph Alexander Hall · Sr. Vice President/Director Of Taxable Fixed Incomecontrolsince 04/2016 · owns less than 5%
- William David Pescherine · Sr. Vice President/Director Of Equitycontrolsince 01/2022 · owns less than 5%
- John Brian Pytlewski · Sr. Vice President/Director Of Municipal Fixed Incomecontrolsince 04/2016 · owns less than 5%
- Morris Paul Ryan · Sr. Vice President/Fixed Income Portfolio Managercontrolsince 03/2022 · owns less than 5%
- John Daniel Genter · Member/Managercontrolsince 03/1998 · owns 75% or more of Genter Capital LLC
- Randhir Rajiv Vyas · Sr. Vice President/Director Of Credit Researchsince 03/2020 · owns less than 5%
Entity owners
- Genter Capital LLC · Owner/Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Genter Capital Managementinvestment advisernRAUM $5.1B
Advisers that list Genter Advisors LLC as a related person
- 108618 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 8 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Apr 1, 2026employees per registered advisor of 7.9 against a peer median of 1.2 (1313 comparable advisers, 100.0th percentile, 22.5 robust deviations)peers: independent wealth managers, $100M to $500M (1,313) · 100% percentile
- advisor count dropChange between filings · filing Apr 1, 2026advisory representatives (Item 5.B.3) moved from 24.0 to 7.0 (-71.0%) between the annual amendments of 2025-03-28 and 2026-04-01; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 0.9% percentile
What changed
consecutive filings, newest first
- Accounts · 572 to 569Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 10 to 8Mar 28, 2025 to Mar 30, 2026
- HNW clients · 23 to 29Mar 28, 2025 to Mar 30, 2026
- Individual clients · 529 to 515Mar 28, 2025 to Mar 30, 2026
- Pension plan clients · 24 to 20Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $23.8M to $28.1MMar 28, 2025 to Mar 30, 2026
- Employees · 64 to 63Mar 28, 2025 to Mar 30, 2026
- Insurance-licensed employees · 7 to 18Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 24 to 7Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $163M to $183MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $37.6M to $50.0MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $110M to $116MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $10.6M to $10.2MMar 28, 2025 to Mar 30, 2026
- RAUM · $163M to $183MMar 28, 2025 to Mar 30, 2026
- Accounts · 598 to 572May 17, 2024 to Mar 28, 2025
- BD registered reps · 8 to 10May 17, 2024 to Mar 28, 2025
- Corporate clients · 2 to 5May 17, 2024 to Mar 28, 2025
- HNW clients · 21 to 23May 17, 2024 to Mar 28, 2025
- Individual clients · 541 to 529May 17, 2024 to Mar 28, 2025
- Pension plan clients · 34 to 24May 17, 2024 to Mar 28, 2025
- Assets in custody · $20.3M to $23.8MMay 17, 2024 to Mar 28, 2025
- Employees · 65 to 64May 17, 2024 to Mar 28, 2025
- Insurance-licensed employees · 26 to 7May 17, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 17, 2024 to Mar 28, 2025
- State-registered IARs · 8 to 24May 17, 2024 to Mar 28, 2025
- Discretionary RAUM · $158M to $163MMay 17, 2024 to Mar 28, 2025
- HNW RAUM · $33.3M to $37.6MMay 17, 2024 to Mar 28, 2025
- Individual RAUM · $109M to $110MMay 17, 2024 to Mar 28, 2025
- Pension RAUM · $15.1M to $10.6MMay 17, 2024 to Mar 28, 2025
- RAUM · $158M to $163MMay 17, 2024 to Mar 28, 2025
- Accounts · 624 to 598Dec 8, 2023 to Mar 28, 2024
- BD registered reps · 7 to 8Dec 8, 2023 to Mar 28, 2024
- HNW clients · 15 to 21Dec 8, 2023 to Mar 28, 2024
- Individual clients · 590 to 541Dec 8, 2023 to Mar 28, 2024
- Pension plan clients · 17 to 34Dec 8, 2023 to Mar 28, 2024
- Assets in custody · $15.8M to $20.3MDec 8, 2023 to Mar 28, 2024
- State-registered IARs · 9 to 8Dec 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $146M to $158MDec 8, 2023 to Mar 28, 2024
- HNW RAUM · $22.5M to $33.3MDec 8, 2023 to Mar 28, 2024
- Individual RAUM · $111M to $109MDec 8, 2023 to Mar 28, 2024
Signals
7 dated events
- Genter Advisors Llc reported 7 state-registered advisory representatives, down from 24 (2025-03-28 to 2026-03-30)Mar 30, 2026 · Advisor headcount change · derived
- Genter Advisors Llc reported 24 state-registered advisory representatives, up from 8 (2024-05-17 to 2025-03-28)Mar 28, 2025 · Advisor headcount change · derived
- George John Marshall (Sr. Vice President/Director Of Equity Portfolio Management) no longer on Schedule A of Genter Advisors Llc (listed 2023-05-08, absent 2023-12-08)Dec 8, 2023 · Control person left · inference
- Mitchell Harold Freedman left Genter Advisors Llc for Strait & Sound (registered 2023-06-28)Sep 1, 2023 · Advisor changed firm · fact
- M. Paul Ryan (Senior Vice President/Fixed Income Portfolio Manager) appeared on Schedule A of Genter Advisors LlcMar 30, 2023 · Control person joined · fact
- Charles Andrew Robb left Genter Advisors Llc for Telos Capital Management, Inc. (registered 2022-05-28)May 24, 2022 · Advisor changed firm · fact
- Mark Stephan Bradasich (Sr. Vice President/Director Of Fixed Income) no longer on Schedule A of Genter Advisors Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-477-6543reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 310-479-6406reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-877-7624reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- GENTERADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-477-6543reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- genteradvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026