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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Cody Bennett

Advisor at NEWEDGE ADVISORS

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:5f496d0c-2e3d-aa4e-40bf-0ee6b95c68ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 14, 2014
First registration: Jul 11, 2014
Dual registered: yes, broker-dealer
Other names: CODY BENNETT|Cody Everett Bennett
IAPD individual key: 6370406

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Jun 17, 2026	n/a	yes	NEW ORLEANS, LA	Current employment
EAGLE STRATEGIES LLC	Bd affiliated wealth	Nov 15, 2021	Jun 2, 2026	no	NEW ORLEANS, LA\|MANDELVILLE, LA	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	May 6, 2019	Nov 15, 2019	no	METAIRIE, LA\|Mandeville, LA\|Gulfport, MS	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Apr 16, 2019	May 14, 2019	no	Metairie, LA\|TAMPA, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Oct 31, 2017	Apr 23, 2019	no	METAIRIE, LA\|SARASOTA, FL	Previous registration
GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES	Former SEC adviser	Jul 11, 2014	Nov 29, 2017	no	METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAGLE STRATEGIES LLC	NEWEDGE ADVISORS	Jun 2, 2026	Jun 17, 2026	15	Firm change	Ibd to ibd
AE WEALTH MANAGEMENT, LLC	EAGLE STRATEGIES LLC	Nov 15, 2019	Nov 15, 2021	731	Firm change after gap	RIA to ibd
J. W. COLE ADVISORS, INC.	AE WEALTH MANAGEMENT, LLC	May 14, 2019	May 6, 2019	-8	Firm change	Ibd to RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	J. W. COLE ADVISORS, INC.	Apr 23, 2019	Apr 16, 2019	-7	Bulk transfer	Ibd to ibd
GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Nov 29, 2017	Oct 31, 2017	-29	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112294:282580:FL:2019-05-08	May 14, 2019	May 6, 2019	TAMPA, FL	Firm change
159495:132070:LA:2017-11-29	Nov 29, 2017	Oct 31, 2017	METAIRIE, LA	Firm change

Relationships

Registered with (6)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Nov 15, 2021 to Jun 2, 2026factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 6, 2019 to Nov 15, 2019factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Apr 16, 2019 to May 14, 2019factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Oct 31, 2017 to Apr 23, 2019factForm ADV
→ GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATESRegistered adviserregistration: previous registration
Jul 11, 2014 to Nov 29, 2017factForm ADV

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
Cody Bennett left Eagle Strategies Llc for Newedge Advisors (registered 2026-06-17)
Form ADVobserved 5 days ago