DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cody Bennett

Newedge AdvisorsBD affiliatedNew Orleans, Ladual registrantIAPD 6370406

Feed of 09/14/2026

Also filed as Cody Bennett

At current firm

0 y

since Jun 17, 2026

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Newedge Advisors BD affiliated current
since Jun 17, 2026 · New Orleans, La
Eagle Strategies LLC BD affiliated
Nov 15, 2021 to Jun 2, 2026 · New Orleans, La
Ae Wealth Management, LLC BD affiliated
May 6, 2019 to Nov 15, 2019 · Metairie, La
J. W. Cole Advisors, Inc. BD affiliated
Apr 16, 2019 to May 14, 2019 · Metairie, La
Global Financial Private Capital, Inc. former
Oct 31, 2017 to Apr 23, 2019 · Metairie, La
Gregory Ricks LLC Dba Gregory Ricks & Associates former
Jul 11, 2014 to Nov 29, 2017 · Metairie, La

Moves

a registration end followed by a registration begin elsewhere

Eagle Strategies LLC to Newedge Advisors
left Jun 2, 2026, registered Jun 17, 2026 (15 days) · Affiliated broker-dealer or bank to another
Ae Wealth Management, LLC to Eagle Strategies LLC
left Nov 15, 2019, registered Nov 15, 2021 (731 days) · RIA to affiliated broker-dealer or bank
J. W. Cole Advisors, Inc. to Ae Wealth Management, LLC
left May 14, 2019, registered May 6, 2019 (-8 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.
left Apr 23, 2019, registered Apr 16, 2019 (-7 days) · corporate re-registration, not a move
Gregory Ricks LLC Dba Gregory Ricks & Associates to Global Financial Private Capital, Inc.
left Nov 29, 2017, registered Oct 31, 2017 (-29 days) · Other · moved with a team

Signals

Cody Bennett left Eagle Strategies Llc for Newedge Advisors (registered 2026-06-17)
Jun 2, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address