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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

John Lee Shrewsbury

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATLANTA, GA | Bloomington, MN

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Search this name across graphsid dfx:ria:5f6aa5ae-0c1d-01e3-77f6-7d48a0efeb97

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 4, 2005
First registration: Oct 14, 2015
Dual registered: yes, broker-dealer
Other names: JOHN LEE SHREWSBURY|John Shrewsbury
IAPD individual key: 4708372

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 12, 2018	n/a	yes	Bloomington, MN\|ATLANTA, GA	Current employment
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	Asset manager	May 22, 2018	Sep 25, 2018	no	New York, NY	Previous registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Asset manager	Oct 19, 2015	Sep 25, 2018	no	Boston, MA	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Oct 14, 2015	Sep 25, 2018	no	Pittsburgh, PA	Previous registration
FEDERATED SECURITIES CORP.	No RAUM reported	Oct 14, 2015	Sep 25, 2018	no	PRIOR LAKE, MN\|PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	Sep 25, 2018	May 22, 2018	-126	Channel change	Other
FEDERATED SECURITIES CORP.	FEDERATED INVESTMENT COUNSELING	Sep 25, 2018	Oct 14, 2015	-1,077	Channel change	Other
FEDERATED INVESTMENT COUNSELING	MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Sep 25, 2018	Oct 19, 2015	-1,072	Channel change	Other
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 25, 2018	Sep 12, 2018	-13	Firm change	Other

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Sep 12, 2018 to presentfactForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Oct 14, 2015 to Sep 25, 2018factForm ADV
→ FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
May 22, 2018 to Sep 25, 2018factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserregistration: previous registration
Oct 19, 2015 to Sep 25, 2018factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserregistration: previous registration
Oct 14, 2015 to Sep 25, 2018factForm ADV

Dated events

No dated event names this entity yet.