RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L•• S•••••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 12, 2018 · Bloomington, Mn
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerMay 22, 2018 to Sep 25, 2018 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerOct 19, 2015 to Sep 25, 2018 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalOct 14, 2015 to Sep 25, 2018 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMOct 14, 2015 to Sep 25, 2018 · Prior Lake, Mn
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Sep 25, 2018, registered May 22, 2018 (-126 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Sep 25, 2018, registered Oct 14, 2015 (-1077 days) · channel change inside one enterprise, not a move
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Sep 25, 2018, registered Oct 19, 2015 (-1072 days) · channel change inside one enterprise, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 25, 2018, registered Sep 12, 2018 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address