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Advisor at OSAIC WEALTH, INC.
ST PETERSBURG, FL | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 10, 2023 | n/a | yes | SCOTTSDALE, AZ|ST PETERSBURG, FL | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 3, 2022 | Sep 8, 2023 | no | ATLANTA, GA|ST PETERSBURG, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 26, 2019 | Jun 7, 2022 | no | ST. PETERSBURG, FL | Previous registration |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Mar 27, 2018 | Sep 4, 2019 | no | St. Petersburg, FL | Previous registration |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | May 10, 2010 | Jul 17, 2012 | no | TAMPA, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 6, 2005 | Jun 3, 2008 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Sep 8, 2023 | Feb 10, 2023 | -210 | Channel change | Ibd to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | FSC SECURITIES CORPORATION | Jun 7, 2022 | Jun 3, 2022 | -4 | Firm change | Ibd to ibd |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Sep 4, 2019 | Sep 26, 2019 | 22 | Firm change | Ibd to ibd |
| T. ROWE PRICE ADVISORY SERVICES, INC. | TRANSAMERICA RETIREMENT ADVISORS, LLC | Jul 17, 2012 | Mar 27, 2018 | 2,079 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | T. ROWE PRICE ADVISORY SERVICES, INC. | Jun 3, 2008 | May 10, 2010 | 706 | Firm change after gap | Ibd to new firm |