DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

April Anne Malicsi Orsi

Osaic Wealth, Inc.BD affiliatedSt Petersburg, Fl dual registrantIAPD 4981875

Feed of 09/15/2026

Also filed as April Anne Retuta Malicsi

At current firm

3 y

since Feb 10, 2023

In the industry

20 y

since Dec 6, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Feb 10, 2023 · Scottsdale, Az
Fsc Securities Corporation former
Jun 3, 2022 to Sep 8, 2023 · Atlanta, Ga
Raymond James & Associates, Inc. national BD
Sep 26, 2019 to Jun 7, 2022 · St. Petersburg, Fl
Transamerica Retirement Advisors, LLC BD affiliated
Mar 27, 2018 to Sep 4, 2019 · St. Petersburg, Fl
T. Rowe Price Advisory Services, Inc. BD affiliated
May 10, 2010 to Jul 17, 2012 · Tampa, Fl
Ameriprise Financial Services, LLC national BD
Dec 6, 2005 to Jun 3, 2008 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

Fsc Securities Corporation to Osaic Wealth, Inc.
left Sep 8, 2023, registered Feb 10, 2023 (-210 days) · channel change inside one enterprise, not a move
Raymond James & Associates, Inc. to Fsc Securities Corporation
left Jun 7, 2022, registered Jun 3, 2022 (-4 days) · Affiliated broker-dealer or bank to another
Transamerica Retirement Advisors, LLC to Raymond James & Associates, Inc.
left Sep 4, 2019, registered Sep 26, 2019 (22 days) · Affiliated broker-dealer or bank to another
T. Rowe Price Advisory Services, Inc. to Transamerica Retirement Advisors, LLC
left Jul 17, 2012, registered Mar 27, 2018 (2079 days) · Other
Ameriprise Financial Services, LLC to T. Rowe Price Advisory Services, Inc.
left Jun 3, 2008, registered May 10, 2010 (706 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

April Anne Malicsi Orsi left Raymond James & Associates, Inc. for Fsc Securities Corporation (registered 2022-06-03)
Jun 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address