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RIA / WealthAdvisorCertified Financial Planner22 years in industry

JONATHAN EDWARD FARRELL

Advisor at HIGHMARK, LLC

BRENTWOOD, TN

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Search this name across graphsid dfx:ria:5fe4f3cc-50a4-1a85-03dd-628983bee6f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHMARK, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 25, 2022
First registration: Sep 29, 2003
Dual registered: no
IAPD individual key: 4688181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHMARK, LLC	State registered	Sep 16, 2025	n/a	yes	BRENTWOOD, TN	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 8, 2022	Sep 17, 2025	no	Brentwood, TN\|WALTHAM, MA	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 23, 2018	Sep 30, 2019	no	Brentwood, TN\|AUSTIN, TX	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Jan 2, 2013	Apr 3, 2017	no	BETHESDA, MD\|BOSTON, MA\|Reston, VA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Jan 6, 2009	Dec 31, 2010	no	BETHESDA, MD\|BOSTON, MA	Previous registration
JOHN HANCOCK DISTRIBUTORS LLC	n/a	Oct 28, 2005	Dec 31, 2006	no	ATLANTA, GA\|BETHESDA, MD\|ATLANTA, GA\|BOSTON, MA\|TORONTO, ONTARIO\|Parsippany, NJ\|Reston, VA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Apr 1, 2005	Oct 3, 2005	no	ATLANTA, GA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 29, 2003	Jun 23, 2004	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	HIGHMARK, LLC	Sep 17, 2025	Sep 16, 2025	-1	Firm change	Ibd to state RIA
KESTRA ADVISORY SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	Sep 30, 2019	Aug 8, 2022	1,043	Firm change after gap	Ibd to ibd
MANULIFE INVESTMENT MANAGEMENT (US) LLC	KESTRA ADVISORY SERVICES, LLC	Apr 3, 2017	May 23, 2018	415	Firm change after gap	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 31, 2010	Jan 2, 2013	733	Bulk transfer	Other
JOHN HANCOCK DISTRIBUTORS LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Dec 31, 2006	Jan 6, 2009	737	Firm change after gap	Other
FSC SECURITIES CORPORATION	JOHN HANCOCK DISTRIBUTORS LLC	Oct 3, 2005	Oct 28, 2005	25	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FSC SECURITIES CORPORATION	Jun 23, 2004	Apr 1, 2005	282	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:337564:MA:2025-09-05	Sep 17, 2025	Sep 16, 2025	WALTHAM, MA	Firm change

Relationships

Registered with (8)

→ HIGHMARK, LLCRegistered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 8, 2022 to Sep 17, 2025factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 23, 2018 to Sep 30, 2019factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Jan 2, 2013 to Apr 3, 2017factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 6, 2009 to Dec 31, 2010factForm ADV
→ JOHN HANCOCK DISTRIBUTORS LLCRegistered adviserregistration: previous registration
Oct 28, 2005 to Dec 31, 2006factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 1, 2005 to Oct 3, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 29, 2003 to Jun 23, 2004factForm ADV

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
Jonathan Edward Farrell left Commonwealth Financial Network for Highmark, Llc (registered 2025-09-16)
Form ADVobserved 6 days ago