DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• E••••• F••••••

H•••••••• L••state registeredBrentwood, TnIA-onlyIAPD 4688181

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Sep 16, 2025

In the industry

22 y

since Sep 29, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• L•• state registered current
since Sep 16, 2025 · Brentwood, Tn
C••••••••• F•••••••• N•••••• national BD
Aug 8, 2022 to Sep 17, 2025 · Brentwood, Tn
K••••• A••••••• S•••••••• L•• BD affiliated
May 23, 2018 to Sep 30, 2019 · Brentwood, Tn
M••••••• I••••••••• M••••••••• ••• L•• asset manager
Jan 2, 2013 to Apr 3, 2017 · Bethesda, Md
J••• H•••••• I••••••••• M••••••••• L•• asset manager
Jan 6, 2009 to Dec 31, 2010 · Bethesda, Md
J••• H•••••• D••••••••• L•• unclassified
Oct 28, 2005 to Dec 31, 2006 · Atlanta, Ga
F•• S••••••••• C••••••••• former
Apr 1, 2005 to Oct 3, 2005 · Atlanta, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 29, 2003 to Jun 23, 2004 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to H•••••••• L••
left Sep 17, 2025, registered Sep 16, 2025 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
K••••• A••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Sep 30, 2019, registered Aug 8, 2022 (1043 days) · Affiliated broker-dealer or bank to another
M••••••• I••••••••• M••••••••• ••• L•• to K••••• A••••••• S•••••••• L••
left Apr 3, 2017, registered May 23, 2018 (415 days) · Other
J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••
left Dec 31, 2010, registered Jan 2, 2013 (733 days) · corporate re-registration, not a move
J••• H•••••• D••••••••• L•• to J••• H•••••• I••••••••• M••••••••• L••
left Dec 31, 2006, registered Jan 6, 2009 (737 days) · Other
F•• S••••••••• C••••••••• to J••• H•••••• D••••••••• L••
left Oct 3, 2005, registered Oct 28, 2005 (25 days) · Other
A••••••••• F•••••••• S•••••••• L•• to F•• S••••••••• C•••••••••
left Jun 23, 2004, registered Apr 1, 2005 (282 days) · Other

Signals

J••••••• E••••• F•••••• left C••••••••• F•••••••• N•••••• for H•••••••• L•• (registered 2025-09-16)
Sep 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address