DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Shannon M Gallop

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Anthem, AZ | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fbf21cf-cf2c-2693-6c08-ce70ce404283

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Aug 2, 2016
First registration: Apr 11, 2005
Dual registered: yes, broker-dealer
Other names: SHANNON DIANE MURRAY|SHANNON DIANE MURRAY|SHANNON MURRAY GALLOP
IAPD individual key: 4872586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 26, 2022	n/a	yes	MINNEAPOLIS, MN\|Anthem, AZ	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 27, 2020	Aug 12, 2022	no	SPRINGFIELD, MA\|PHOENIX, AZ\|Anthem, AZ	Previous registration
MULHOLLAND WEALTH ADVISORS, LLC	Asset manager	Mar 26, 2019	Jun 4, 2019	no	Scotttsdale, AZ\|SCOTTSDALE, AZ	Previous registration
REDWOOD INVESTMENT MANAGEMENT, LLC.	Asset manager	Mar 26, 2019	Jun 4, 2019	no	Scotttsdale, AZ\|SCOTTSDALE, AZ	Previous registration
WINDSOR CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 10, 2017	Jun 25, 2018	no	PHOENIX, AZ	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Aug 4, 2016	Jan 26, 2017	no	Scottsdale, AZ\|ARLINGTON, VA	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Feb 27, 2014	May 6, 2014	no	CONCORD, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 13, 2009	Jan 28, 2014	no	SCOTTSDALE, AZ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 13, 2009	Jan 28, 2014	no	Scottsdale, AZ\|The Woodlands, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 27, 2007	Jan 14, 2009	no	CONROE, TX\|HOUSTON, TX\|ADDISON, TX\|SPRING, TX\|ADDISON, TX	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jul 27, 2006	Mar 20, 2007	no	HOUSTON, TX\|IRVING, TX\|Houston, TX\|IRVING, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 11, 2005	Jul 27, 2006	no	THE WOODLANDS, TX\|THE WOODLANDS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Aug 12, 2022	Sep 26, 2022	45	Firm change	Ibd to ibd
MULHOLLAND WEALTH ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Jun 4, 2019	Feb 27, 2020	268	Firm change	Other
REDWOOD INVESTMENT MANAGEMENT, LLC.	MULHOLLAND WEALTH ADVISORS, LLC	Jun 4, 2019	Mar 26, 2019	-70	Firm change after gap	Other
WINDSOR CAPITAL MANAGEMENT, LLC	REDWOOD INVESTMENT MANAGEMENT, LLC.	Jun 25, 2018	Mar 26, 2019	274	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	WINDSOR CAPITAL MANAGEMENT, LLC	Jan 26, 2017	Feb 10, 2017	15	Firm change	Other
ASSETMARK, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	May 6, 2014	Aug 4, 2016	821	Firm change after gap	Other
TD AMERITRADE, INC.	ASSETMARK, INC.	Jan 28, 2014	Feb 27, 2014	30	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 28, 2014	Jan 13, 2009	-1,841	Channel change	Other
WELLS FARGO ADVISORS	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 14, 2009	Jan 13, 2009	-1	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	WELLS FARGO ADVISORS	Mar 20, 2007	Aug 27, 2007	160	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jul 27, 2006	Jul 27, 2006	0	Firm change	Other

Relationships

Registered with (11)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jul 27, 2006 to Mar 20, 2007factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 27, 2020 to Aug 12, 2022factForm ADV
→ REDWOOD INVESTMENT MANAGEMENT, LLC.Registered adviserregistration: previous registration
Mar 26, 2019 to Jun 4, 2019factForm ADV
→ MULHOLLAND WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 26, 2019 to Jun 4, 2019factForm ADV
→ WINDSOR CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 10, 2017 to Jun 25, 2018factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 4, 2016 to Jan 26, 2017factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Feb 27, 2014 to May 6, 2014factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 13, 2009 to Jan 28, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 13, 2009 to Jan 28, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 27, 2007 to Jan 14, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 11, 2005 to Jul 27, 2006factForm ADV

Dated events

Occurred
Aug 12, 2022
Advisor changed firm
Shannon M Gallop left Mml Investors Services, Llc for Thrivent Investment Management Inc. (registered 2022-09-26)
Form ADVobserved 4 days ago