DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

LARRY EUGENE WEICHT

Advisor at FLAHARTY ASSET MANAGEMENT, LLC

CLEARWATER, FL | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6437c464-ba94-c1e0-91bb-5b4677e4c816

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 23, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FLAHARTY ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 3
Exams: S65|S63
First exam: Nov 14, 1997
First registration: Apr 23, 1998
Dual registered: yes, broker-dealer
Other names: LARRY E WEICHT
IAPD individual key: 2922265

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	Jul 28, 2026	n/a	yes	CLEARWATER, FL\|KANSAS CITY, MO	Current employment
FLAHARTY ASSET MANAGEMENT, LLC	Independent wealth	Sep 30, 2013	n/a	yes	CLEARWATER, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 30, 2011	Jun 3, 2026	no	CLEARWATER, FL\|CLEARWATER, FL\|VALRICO, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 12, 2008	Aug 30, 2011	no	TAMPA, FL\|TAMPA, FL\|BRANDON, FL\|LITHIA, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 7, 2005	Dec 21, 2007	no	TAMPA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 23, 1998	Nov 8, 2005	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	FLAHARTY ASSET MANAGEMENT, LLC	Jun 3, 2026	Sep 30, 2013	-4,629	Firm change after gap	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Aug 30, 2011	Aug 30, 2011	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Dec 21, 2007	Mar 12, 2008	82	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANC OF AMERICA INVESTMENT SERVICES, INC.	Nov 8, 2005	Nov 7, 2005	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:168495:FL:2026-06-03	Jun 3, 2026	Sep 30, 2013	VALRICO, FL	Firm change after gap

Relationships

Registered with (6)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 28, 2026 to presentfactForm ADV
→ FLAHARTY ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 30, 2013 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 30, 2011 to Jun 3, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 12, 2008 to Aug 30, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 7, 2005 to Dec 21, 2007factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 23, 1998 to Nov 8, 2005factForm ADV

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
Larry Eugene Weicht left Lpl Financial Llc for Flaharty Asset Management, Llc (registered 2013-09-30)
Form ADVobserved 6 days ago