RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• E••••• W•••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Jul 28, 2026 · Clearwater, Fl
- F••••••• A•••• M••••••••• L•• independent RIA currentsince Sep 30, 2013 · Clearwater, Fl
- L•• F•••••••• L•• BD affiliatedAug 30, 2011 to Jun 3, 2026 · Clearwater, Fl
- W•••• F•••• A••••••• wirehouseMar 12, 2008 to Aug 30, 2011 · Tampa, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 7, 2005 to Dec 21, 2007 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 23, 1998 to Nov 8, 2005 · Tampa, Fl
- L•• F•••••••• L•• to F••••••• A•••• M••••••••• L••left Jun 3, 2026, registered Sep 30, 2013 (-4629 days) · Other · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 30, 2011, registered Aug 30, 2011 (0 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Dec 21, 2007, registered Mar 12, 2008 (82 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Nov 8, 2005, registered Nov 7, 2005 (-1 days) · Other
- L•••• E••••• W••••• left L•• F•••••••• L•• for F••••••• A•••• M••••••••• L•• (registered 2013-09-30)Jun 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address