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T•••• M• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

T•••• M• B••••

Advisor at B••••• P••••• A•••••••• L••

CAMPBELL, CA | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65835f30-25bd-2a9c-d77a-945c285d5c99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Apr 20, 2016	n/a	yes	CAMPBELL, CA\|NEWPORT BEACH, CA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Mar 6, 2015	Apr 27, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	Apr 20, 2016	-1,468	Bulk transfer	Other
P•••••• E••••• M••••••••• I•••	P•••••• W••••• A••••••• G••••	Feb 4, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127751:158718:CA:2015-02-04	Feb 4, 2015	Oct 11, 2012	SAN RAFAEL, CA	Firm change after gap

Relationships

Registered with (6)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Apr 20, 2016 to presentfactForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 6, 2015 to Apr 27, 2020factForm ADV
→ P•••••• E••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2012 to Feb 4, 2015factForm ADV
→ P•••••• W••••• A••••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65835f30-25bd-2a9c-d77a-945c285d5c99
First observed: Aug 26, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.