RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B••••• P••••• A•••••••• L•• independent RIA currentsince Apr 20, 2016 · Campbell, Ca
- B••••• P••••• W••••• A•••••••• L•• formerMar 6, 2015 to Apr 27, 2020 · San Jose, Ca
- P•••••• W••••• A••••••• G•••• formerOct 11, 2012 to Feb 4, 2015 · San Rafael, Ca
- P•••••• E••••• M••••••••• I••• formerMar 30, 2012 to Feb 4, 2015 · San Rafael, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 11, 2011 to May 3, 2011 · San Francisco, Ca
- P••••••• C•••••• A••••••• L•• formerAug 26, 2009 to Dec 3, 2010 · San Francisco, Ca
- B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 27, 2020, registered Apr 20, 2016 (-1468 days) · corporate re-registration, not a move
- P•••••• E••••• M••••••••• I••• to P•••••• W••••• A••••••• G••••left Feb 4, 2015, registered Oct 11, 2012 (-846 days) · Other · moved with a team
- P•••••• W••••• A••••••• G•••• to B••••• P••••• W••••• A•••••••• L••left Feb 4, 2015, registered Mar 6, 2015 (30 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••• E••••• M••••••••• I•••left May 3, 2011, registered Mar 30, 2012 (332 days) · Other
- P••••••• C•••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 3, 2010, registered Feb 11, 2011 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address