RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• B••• D••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 27, 2025 · Minnetonka, Mn
- C••••••• institutionalJan 10, 2024 to Jul 31, 2024 · Norcross, Ga
- C••••• C•••••• A•••••••• L•• independent RIAMay 18, 2021 to Feb 10, 2022 · Vero Beach, Fl
- D•••••••• • C•••••• L•• BD affiliatedJun 13, 2016 to Jan 7, 2020 · Dunwoody, Ga
- S•••••• C•••••• M••••••••• L•• asset managerOct 17, 2008 to May 25, 2011 · Atlanta, Ga
- C•••••• A•••• M••••••••• L•• formerOct 17, 2008 to May 25, 2011 · Atlanta, Ga
- S••••••••• C•••••• M••••••••• L•• formerOct 17, 2008 to May 25, 2011 · Atlanta, Ga
- I•••••• A••••••• L•• unclassifiedOct 17, 2008 to May 25, 2011 · Atlanta, Ga
- C•••••• V•••• A••••••• L•• otherOct 17, 2008 to May 25, 2011 · Atlanta, Ga
- V••••• C•••••• A•••••••• L•• otherSep 17, 2008 to Apr 7, 2016 · Hartford, Ct
- S••••••• I••••••••• S•••••••• I••• formerJun 6, 2005 to Aug 20, 2008 · Atlanta, Ga
- C••••••• to C••••• I••••••••• A••••••• L••left Jul 31, 2024, registered Jun 27, 2025 (331 days) · Other
- C••••• C•••••• A•••••••• L•• to C•••••••left Feb 10, 2022, registered Jan 10, 2024 (699 days) · Other
- D•••••••• • C•••••• L•• to C••••• C•••••• A•••••••• L••left Jan 7, 2020, registered May 18, 2021 (497 days) · Affiliated broker-dealer or bank to independent RIA
- V••••• C•••••• A•••••••• L•• to S••••••••• C•••••• M••••••••• L••left Apr 7, 2016, registered Oct 17, 2008 (-2729 days) · Other
- C•••••• A•••• M••••••••• L•• to S•••••• C•••••• M••••••••• L••left May 25, 2011, registered Oct 17, 2008 (-950 days) · Other
- S••••••••• C•••••• M••••••••• L•• to C•••••• A•••• M••••••••• L••left May 25, 2011, registered Oct 17, 2008 (-950 days) · Other
- S•••••• C•••••• M••••••••• L•• to I•••••• A••••••• L••left May 25, 2011, registered Oct 17, 2008 (-950 days) · Other
- I•••••• A••••••• L•• to C•••••• V•••• A••••••• L••left May 25, 2011, registered Oct 17, 2008 (-950 days) · Other
- C•••••• V•••• A••••••• L•• to D•••••••• • C•••••• L••left May 25, 2011, registered Jun 13, 2016 (1846 days) · Other
- S••••••• I••••••••• S•••••••• I••• to V••••• C•••••• A•••••••• L••left Aug 20, 2008, registered Sep 17, 2008 (28 days) · Other
- D••• B••• D•• left Captrust for C••••• I••••••••• A••••••• L•• (registered 2025-06-27)Jul 31, 2024 · Advisor changed firm · fact
- D••• B••• D•• left C••••• C•••••• A•••••••• L•• for Captrust (registered 2024-01-10)Feb 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address