DFX Intelligence

M••• P•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

M••• P•••• M••••

Advisor at S•••••• A••••••••• L•••

jersey city, NJ | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b197ce35-ce40-f6d0-74b5-179cd376e84e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A••••••••• L•••	Independent wealth	Nov 1, 2017	n/a	yes	jersey city, NJ\|NEW YORK, NY	Current employment
S•••••• I••••••••• A•••••••• I•••	Former SEC adviser	May 2, 2017	Dec 31, 2017	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• I••••••••• A•••••••• I•••	S•••••• A••••••••• L•••	Dec 31, 2017	Nov 1, 2017	-60	Channel change	Other
V••••• F••••••••• L••	W•••••••••	Sep 23, 2016	Feb 26, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
169231:288572:NY:2017-12-19	Dec 31, 2017	Nov 1, 2017	NEW YORK, NY	Firm change after gap

Relationships

Registered with (6)

→ S•••••• A••••••••• L•••Registered adviserregistration: current employment
Nov 1, 2017 to presentfactForm ADV
→ S•••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 2, 2017 to Dec 31, 2017factForm ADV
→ V••••• F••••••••• L••Registered adviserregistration: previous registration
Aug 25, 2015 to Sep 23, 2016factForm ADV
→ W•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b197ce35-ce40-f6d0-74b5-179cd376e84e
First observed: Dec 10, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.