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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.

CRD 143479

NEW YORK, NY

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Search this name across graphsid dfx:ria:68ab98e8-95e7-75ee-b2c9-9ed7da8884f5

Data as of Jul 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 57
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jul 12, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Morgan Stanley Private Equity Asia III, Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.6BItem 5.F on the latest filing (2012-07-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $1.0Bgross asset value as reported per fund; never fund size
SEC number: 801-67700
CRD: 143479
Filings on the tape: 2
First filed: Mar 30, 2012
Latest filed: Jul 12, 2012
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MORGAN STANLEY PRIVATE EQUITY ASIA III TE, L.P.	Private Equity Fund	$201M	Mar 30, 2012	29	Mar 30, 2012	reported	021-104186

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHOU, H, CHIN	DIRECTOR AND HEAD OF PRIVATE EQUITY ASIA	Na	yes	01/2007	Mar 30, 2012	Jul 12, 2012
FLEMING, GREGORY, J	PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANELY SMITH BARNEY	Na	yes	01/2010	Jul 12, 2012	Jul 12, 2012
HENRY, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	02/2012	Mar 30, 2012	Jul 12, 2012
JONES, ALAN, KENT	HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR	Na	yes	03/2007	Mar 30, 2012	Jul 12, 2012
MORGAN STANLEY	SHAREHOLDER/	E	yes	11/1995	Mar 30, 2012	Jul 12, 2012
MORIARTY, EDMOND, N	COO OF MORGAN STANLEY INVESTMENT MANAGEMENT AND HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING	Na	yes	02/2010	Jul 12, 2012	Jul 12, 2012
MS HOLDINGS INCORPORATED	Shareholder	E	yes	01/2007	Mar 30, 2012	Jul 12, 2012
KOENIG, JASON, SETH	CHIEF LEGAL OFFICER	Na	no	03/2011	Mar 30, 2012	Jul 12, 2012
MOON, JOHN, JOOHAHN	Director	Na	no	07/2010	Mar 30, 2012	Jul 12, 2012
STEINBERG, FRED	CHIEF FINANCIAL OFFICER	Na	no	03/2010	Mar 30, 2012	Jul 12, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 88

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MORGAN STANLEY SMITH BARNEY LLC	n/a	Wirehouse	$1962B	N	yes	n/a
MORGAN STANLEY INVESTMENT MANAGEMENT INC.	n/a	Asset manager	$702B	N	yes	n/a
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED	n/a	Asset manager	$175B	N	yes	n/a
MORGAN STANLEY AIP GP LP	n/a	Asset manager	$41B	N	yes	n/a
MS CAPITAL PARTNERS ADVISER INC.	n/a	Asset manager	$39B	N	yes	n/a
MORGAN STANLEY INFRASTRUCTURE INC.	n/a	Asset manager	$16B	N	yes	n/a
MSREF REAL ESTATE ADVISOR, INC.	n/a	Asset manager	$16B	N	yes	n/a
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY	n/a	Other adviser	$11B	N	yes	n/a
CONSULTING GROUP ADVISORY SERVICES LLC	n/a	Asset manager	$9.8B	N	yes	n/a
MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD.	n/a	Former SEC adviser	$3.5B	N	yes	n/a
MORGAN STANLEY PRIVATE EQUITY ASIA, INC.	n/a	Asset manager	$1.9B	N	yes	n/a
MSDW CAPITAL PARTNERS IV INC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
MORGAN STANLEY CAPITAL PARTNERS III INC	n/a	Former SEC adviser	$195M	N	yes	n/a
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC	n/a	Former SEC adviser	$181M	N	yes	n/a
MSREF IV, LLC	n/a	Former SEC adviser	$131M	N	yes	n/a
PRIVATE INVESTMENT PARTNERS INC.	n/a	Former SEC adviser	$123M	N	yes	n/a
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC	n/a	Former SEC adviser	$103M	N	yes	n/a
MSDW VENTURE PARTNERS IV INC	n/a	Former SEC adviser	$83.8M	N	yes	n/a
MSREF V, L.L.C.	n/a	Former SEC adviser	$57.5M	N	yes	n/a
MORGAN STANLEY VENTURE CAPITAL III INC	n/a	Former SEC adviser	$44.9M	N	yes	n/a
MSVP 2002, INC.	n/a	Former SEC adviser	$42.6M	N	yes	n/a
MSREF II, INC.	n/a	Former SEC adviser	$40.7M	N	yes	n/a
MSRESS III MANAGER, L.L.C.	n/a	Asset manager	$39.6M	N	yes	n/a
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC	n/a	Former SEC adviser	$38.5M	N	yes	n/a
MORGAN STANLEY LEVERAGED EQUITY FUND II INC	n/a	Former SEC adviser	$27.4M	N	yes	n/a
MORGAN STANLEY GLOBAL EMERGING MARKETS INC	n/a	Former SEC adviser	$3.1M	N	yes	n/a
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC.	n/a	Former SEC adviser	$1.9M	N	yes	n/a
EARLY ADOPTER FUND MANAGER INC	n/a	Former SEC adviser	$1.8M	N	yes	n/a
MORGAN STANLEY REAL ESTATE ADVISOR, INC.	n/a	No RAUM reported	$0	N	yes	n/a
EAF MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY & CO INTERNATIONAL PLC	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY & CO. LLC	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY ASSET MANAGEMENT PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY CAPITAL JAPAN K.K	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY CAPITAL PARTNERS V CAYMAN L.P.	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY DISTRIBUTION, INC.	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY INDIA SERVICES PRIVATE LTD.	n/a	n/a	n/a	N	yes	n/a
MORGAN STANLEY INFRASTRUCTURE GP LP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CHONGRO-KU SEOUL	n/a	Korea, South	n/a	no
Kowloon	n/a	Hong Kong	n/a	no
Mumbai	n/a	India	n/a	no
SHIBUYA-KU, TOKYO	n/a	Japan	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$1.6B	$1.6B	n/a	n/a	n/a	3	$1.2B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$1.6B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (46)

← MORGAN STANLEYRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MORGAN STANLEY REAL ESTATE ADVISOR, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MSREF REAL ESTATE ADVISOR, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MORGAN STANLEY INFRASTRUCTURE INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MSRESS III MANAGER, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← MSREF V, L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MORGAN STANLEY INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY VENTURE CAPITAL III INCRegistered adviserother investment adviser, common control
factForm ADV
→ MSDW VENTURE PARTNERS IV INCRegistered adviserother investment adviser, common control
factForm ADV
→ MSDW CAPITAL PARTNERS IV INCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ MORGAN STANLEY GLOBAL EMERGING MARKETS INCRegistered adviserother investment adviser, common control
factForm ADV
→ EARLY ADOPTER FUND MANAGER INCRegistered adviserother investment adviser, common control
factForm ADV
→ MSREF III, INC.Registered adviserother investment adviser, common control
factForm ADV
→ MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY INVESTMENT MANAGEMENT INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ MSREF IV, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY CAPITAL PARTNERS III INCRegistered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY LEVERAGED EQUITY FUND II INCRegistered adviserother investment adviser, common control
factForm ADV
→ MSREF II, INC.Registered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC.Registered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MSVP 2002, INC.Registered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY AIP GP LPRegistered adviserother investment adviser, bank, common control
factForm ADV
→ MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD.Registered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY INVESTMENT MANAGEMENT COMPANYRegistered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY REAL ESTATE ADVISOR, INC.Registered adviserother investment adviser, investment company, common control
factForm ADV
→ MSREF V, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEY PRIVATE EQUITY ASIA, INC.Registered adviserother investment adviser, common control
factForm ADV
→ CONSULTING GROUP ADVISORY SERVICES LLCRegistered adviserother investment adviser, common control
factForm ADV
and 16 more

Controls (7)

← CHOU, H, CHINOwnerDIRECTOR AND HEAD OF PRIVATE EQUITY ASIA, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MORIARTY, EDMOND, NOwnerCOO OF MORGAN STANLEY INVESTMENT MANAGEMENT AND HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING, ownership code NA, individual
Jul 12, 2012 to presentfactForm ADV
← JONES, ALAN, KENTOwnerHEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← FLEMING, GREGORY, JOwnerPRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANELY SMITH BARNEY, ownership code NA, individual
Jul 12, 2012 to presentfactForm ADV
← HENRY, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MORGAN STANLEYOwnerSHAREHOLDER/, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← MS HOLDINGS INCORPORATEDOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Owns (3)

← MOON, JOHN, JOOHAHNOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← STEINBERG, FREDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KOENIG, JASON, SETHOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Advises (1)

→ MORGAN STANLEY PRIVATE EQUITY ASIA III TE, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68ab98e8-95e7-75ee-b2c9-9ed7da8884f5
First observed: Mar 30, 2012
Last observed: Jul 12, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.

CRD 143479

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:68ab98e8-95e7-75ee-b2c9-9ed7da8884f5

Data as of Jul 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MORGAN STANLEY PRIVATE EQUITY ASIA III TE, L.P.

Private Equity Fund

$201M

Mar 30, 2012

reported

021-104186

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHOU, H, CHIN

DIRECTOR AND HEAD OF PRIVATE EQUITY ASIA

yes

01/2007

Mar 30, 2012

Jul 12, 2012

FLEMING, GREGORY, J

PRESIDENT OF MORGAN STANLEY INVESTMENT MANAGEMENT AND MORGAN STANELY SMITH BARNEY

yes

01/2010

Jul 12, 2012

HENRY, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

02/2012

Mar 30, 2012

Jul 12, 2012

JONES, ALAN, KENT

HEAD OF PRIVATE EQUITY AND PRESIDENT AND DIRECTOR

yes

03/2007

Mar 30, 2012

Jul 12, 2012

MORGAN STANLEY

SHAREHOLDER/

yes

11/1995

Mar 30, 2012

Jul 12, 2012

MORIARTY, EDMOND, N

COO OF MORGAN STANLEY INVESTMENT MANAGEMENT AND HEAD OF MERCHANT BANKING AND REAL ESTATE INVESTING

yes

02/2010

Jul 12, 2012

MS HOLDINGS INCORPORATED

Shareholder

yes

01/2007

Mar 30, 2012

Jul 12, 2012

KOENIG, JASON, SETH

CHIEF LEGAL OFFICER

03/2011

Mar 30, 2012

Jul 12, 2012

MOON, JOHN, JOOHAHN

Director

07/2010

Mar 30, 2012

Jul 12, 2012

STEINBERG, FRED

CHIEF FINANCIAL OFFICER

03/2010

Mar 30, 2012

Jul 12, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MORGAN STANLEY SMITH BARNEY LLC

n/a

Wirehouse

$1962B

yes

n/a

MORGAN STANLEY INVESTMENT MANAGEMENT INC.

n/a

Asset manager

$702B

yes

n/a

MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED

n/a

Asset manager

$175B

yes

n/a

MORGAN STANLEY AIP GP LP

n/a

Asset manager

$41B

yes

n/a

MS CAPITAL PARTNERS ADVISER INC.

n/a

Asset manager

$39B

yes

n/a

MORGAN STANLEY INFRASTRUCTURE INC.

n/a

Asset manager

$16B

yes

n/a

MSREF REAL ESTATE ADVISOR, INC.

n/a

Asset manager

$16B

yes

n/a

MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY

n/a

Other adviser

$11B

yes

n/a

CONSULTING GROUP ADVISORY SERVICES LLC

n/a

Asset manager

$9.8B

yes

n/a

MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD.

n/a

Former SEC adviser

$3.5B

yes

n/a

MORGAN STANLEY PRIVATE EQUITY ASIA, INC.

n/a

Asset manager

$1.9B

yes

n/a

MSDW CAPITAL PARTNERS IV INC

n/a

Former SEC adviser

$1.1B

yes

n/a

MORGAN STANLEY CAPITAL PARTNERS III INC

n/a

Former SEC adviser

$195M

yes

n/a

MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC

n/a

Former SEC adviser

$181M

yes

n/a

MSREF IV, LLC

n/a

Former SEC adviser

$131M

yes

n/a

PRIVATE INVESTMENT PARTNERS INC.

n/a

Former SEC adviser

$123M

yes

n/a

MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC

n/a

Former SEC adviser

$103M

yes

n/a

MSDW VENTURE PARTNERS IV INC

n/a

Former SEC adviser

$83.8M

yes

n/a

MSREF V, L.L.C.

n/a

Former SEC adviser

$57.5M

yes

n/a

MORGAN STANLEY VENTURE CAPITAL III INC

n/a

Former SEC adviser

$44.9M

yes

n/a

MSVP 2002, INC.

n/a

Former SEC adviser

$42.6M

yes

n/a

MSREF II, INC.

n/a

Former SEC adviser

$40.7M

yes

n/a

MSRESS III MANAGER, L.L.C.

n/a

Asset manager

$39.6M

yes

n/a

MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC

n/a

Former SEC adviser

$38.5M

yes

n/a

MORGAN STANLEY LEVERAGED EQUITY FUND II INC

n/a

Former SEC adviser

$27.4M

yes

n/a

MORGAN STANLEY GLOBAL EMERGING MARKETS INC

n/a

Former SEC adviser

$3.1M

yes

n/a

MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC.

n/a

Former SEC adviser

$1.9M

yes

n/a

EARLY ADOPTER FUND MANAGER INC

n/a

Former SEC adviser

$1.8M

yes

n/a

MORGAN STANLEY REAL ESTATE ADVISOR, INC.

n/a

No RAUM reported

yes

n/a

EAF MANAGER, LLC

n/a

yes

n/a

MORGAN STANLEY & CO INTERNATIONAL PLC

n/a

yes

n/a

MORGAN STANLEY & CO. LLC

n/a

yes

n/a

MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP

n/a

yes

n/a

MORGAN STANLEY ASIA LIMITED

n/a

yes

n/a

MORGAN STANLEY ASSET MANAGEMENT PRIVATE LIMITED

n/a

yes

n/a

MORGAN STANLEY CAPITAL JAPAN K.K

n/a

yes

n/a

MORGAN STANLEY CAPITAL PARTNERS V CAYMAN L.P.

n/a

yes

n/a

MORGAN STANLEY DISTRIBUTION, INC.

n/a

yes

n/a

MORGAN STANLEY INDIA SERVICES PRIVATE LTD.

n/a

yes

n/a

MORGAN STANLEY INFRASTRUCTURE GP LP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CHONGRO-KU SEOUL

n/a

Korea, South

n/a

Kowloon

n/a

Hong Kong

n/a

Mumbai

n/a

India

n/a

SHIBUYA-KU, TOKYO

n/a

Japan

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$1.6B

n/a

$1.2B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$1.6B

n/a