DFX Intelligence

M••••• S•••••• I••••••••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM over $100B

M••••• S•••••• I••••••••• M••••••••• L••••••

CRD 105922

LONDON

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Search this name across graphs

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 62
Dated events: 24
On other graphs: 0
Observed: Mar 30, 2012 to Jun 11, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.74 institutional_share=0.13 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $175B••• Locked
Discretionary RAUM: $152B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 222

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T• S••••• M••••• M••••• L••• F••• E••••• S•••	Other Private Fund	$876M	Jun 11, 2026	3	Jun 11, 2026	reported	n/a
M••••• S•••••• E••••••• D••••• L•••••• F••• S••• S•••••••••	Other Private Fund	$634M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• F••••• C••••••	D•••••OR & MANAGING D•••••OR	Na	yes	10/2018	Mar 29, 2019	Mar 27, 2024
L•••••••• R••••••• A•••••	D•••••OR & MANAGING D•••••OR	Na	yes	11/2018	Mar 29, 2019	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• S•••••• I••••••••• M••••••••• I•••	n/a	Asset manager	$702B	N	yes	n/a
P••••••••• P•••••••• A••••••••• L••	n/a	Bd affiliated wealth	$685B	N	yes

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	9	no
B•••••	Ma	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$175B	$165B	5.6%	$152B	4.8%	222	197	2	2

Relationships

Affiliated with (48)

← M••••• S••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← M••••• S•••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← E•••• V•••• M•••••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← M••••• S•••••• A•• G• L•Registered adviser

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
11 Jun 2026
Ria private fund assets change
••• Locked
Form ADV
$-1.6B
Occurred
11 Jun 2026
Private fund first reported3 events
Private fund first reported: 3 on 11 Jun 2026
$533M to $876M
- ••• Locked$876M
- ••• Locked$634M
- ••• Locked$533M
Occurred
11 Jun 2026
Ria principal change3 events
M••••• S•••••• I••••••••• M••••••••• L••••••: ria principal change, 3 events, on 11 Jun 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
5 May 2023
Control person left
••• Locked
Form ADV
Occurred
5 Apr 2023
Regulatory AUM changed
••• Locked
Form ADV
$-61.3B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 23 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• S•••••• I••••••••• M••••••••• C••••••	n/a	Other adviser	$11B	N	yes	n/a
E•••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$7.4B	N	yes	n/a
M••••• S•••••• I••••••••• M••••••••• •••••• C••• L•••	n/a	Former SEC adviser	$3.5B	N	yes	n/a
M••••• S•••••• R••• E••••• A••••••• I•••	n/a	No RAUM reported	$0	N	yes	n/a
M••••• S•••••• • C•• I••••••••• P••	n/a	n/a	n/a	N	yes	n/a
M••••• S•••••• F•••• I••••• G• I•••	n/a	n/a	n/a	N	yes	n/a
M••••• S•••••• I••••••••• M••••••••• •••• L••••••	n/a	n/a	n/a	N	yes	n/a
M••••• S•••••• M••• S••••••••• C••• L•••	n/a	n/a	n/a	N	yes	n/a
M••••• S•••••• P•••••• T•••••• L••••••	n/a	n/a	n/a	N	yes	n/a
M••••• S•••••• S•••• A•••••	n/a	n/a	n/a	N	yes	n/a
M••• D••••••• G• I•••	n/a	n/a	n/a	N	yes	n/a
M••• F••• M••••••••• •••••••• L••••••	n/a	n/a	n/a	N	yes	n/a
M••• G• I•••	n/a	n/a	n/a	N	yes	n/a

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$54B	$51B	234	62	n/a	n/a	n/a
2014	Mar 31, 2015	$63B	$60B	222	58	n/a	n/a	n/a
2013	Mar 28, 2014	$60B	$58B	219	61	n/a	2	$3.6B
2012	Mar 28, 2013	$52B	$48B	208	62	n/a	2	$3.6B
2011	Mar 30, 2012	$42B	$40B	n/a	n/a	n/a	4	$4.1B