DFX Intelligence

M••• R••• E••••• S•••••• S••••••••• I• M•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M••• R••• E••••• S•••••• S••••••••• I• M•••••• L••

CRD 108828

NEW YORK, NY

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Search this name across graphsid dfx:ria:729d0ece-1fb4-9a44-f75c-3ee413313744

Data as of May 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 51
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to May 6, 2015
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

M••• R••• E••••• S•••••• S••••••••• I• M•••••• L••

R••• estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $103M••• Locked
Discretionary RAUM: $103M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 172
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••• I• C••••••••• P•••••••••	R••• E••••• Fund	$103M	May 6, 2015	1	Jul 5, 2012	reported	021-9999999999
M••••• S•••••• E••••••• R••• E••••• S•••••• S••••••••• F••• I•••• C•••	R••• E••••• Fund	$432,807

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D• P••••••••• O••••••	CO CIO AND CO CEO OF M••••• S•••••• R••• E••••• INVESTING	Na	yes	09/2010	Mar 30, 2012	May 6, 2015
F••••••• G••••••• J•	PRESIDENT OF M••••• S•••••• I••••••••• M••••••••• AND M••••• S•••••• WEALTH MANAGEMENT	Na	yes	07/2010	Mar 30, 2012	May 6, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• S•••••• S•••• B••••• L••	n/a	Wirehouse	$1962B	N	yes	n/a
M••••• S•••••• I••••••••• M••••••••• I•••	n/a	ASSET_M••••••	$702B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	n/a	no
HONG KONG	n/a	Hong Kong	n/a	no
London	n/a	United Kingdom	n/a	no
S•••••••	n/a	China	n/a	no
Tokyo	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$103M	$58.0M	78.4%	$24.0M	62.6%	172	215	n/a	n/a

Relationships

Affiliated with (32)

← M••••• S•••••• I••••••••• M••••••••• (J••••) CO., LTD.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← M••••• S•••••• S•••• B••••• P•••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ M••••• S•••••• I••••••••• M••••••••• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ M•••• III, INC.Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:729d0ece-1fb4-9a44-f75c-3ee413313744
First observed: Mar 30, 2012
Last observed: May 6, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.