DFX Intelligence

M••••• I•• M••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

M••••• I•• M••••••• L•••••

CRD 138602

NEW YORK, NY

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Search this name across graphsid dfx:ria:3319ce0f-77e0-7323-27f8-3c956c11b1ae

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 52
Dated events: 7
On other graphs: 1
Observed: Mar 30, 2012 to Mar 26, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

M••••• I•• M••••••• L•••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=21.0
Regulatory AUM: $39.6M••• Locked
Discretionary RAUM: $39.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 372

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••• S•••••• R••• E••••• S•••••• S••••••••• F••• I••• L•••	Real Estate Fund	$39.6M	Mar 26, 2026	63	Mar 30, 2012	reported	021-95453
M•••• P••• C••••••••• L•••	Real Estate Fund	$11.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• T•••	CHIEF INVESTMENT OFFICER OF M••••• S•••••• R••• E••••• INVESTING	Na	yes	03/2022	Mar 30, 2022	Nov 26, 2024
D• P••••••••• O••••••	CHAIRMAN OF M••••• S•••••• R••• E••••• INVESTING	Na	yes	03/2022	Mar 30, 2012	Nov 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• S•••••• S•••• B••••• L••	n/a	Wirehouse	$1962B	N	yes	n/a
M••••• S•••••• I••••••••• M••••••••• I•••	n/a	ASSET_M••••••	$702B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Tokyo	n/a	Japan	26	no
London	n/a	United Kingdom	19	no
SAN FRANCISCO	CA	United States	14	no
LOS ANGELES	CA	United States	9	no
Frankfurt	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$39.6M	$40.7M	-2.6%	$67.2M	-16.2%	372	289	16	16

Relationships

Affiliated with (35)

← M••••• S•••••• R••• E••••• A••••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← M•••• R••• E••••• A••••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← M• C•••••• P••••••• A•••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← M••• W••• C••••••Registered adviser

Dated events

Occurred
Mar 28, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-122M
Occurred
Mar 30, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3319ce0f-77e0-7323-27f8-3c956c11b1ae
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.