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Advisor at STEEL TOWER INVESTMENTS
PITTSBURGH, PA | Malvern, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEEL TOWER INVESTMENTS | Independent wealth | Jan 3, 2023 | n/a | yes | Malvern, PA|PITTSBURGH, PA | Current employment |
| WICK CAPITAL PARTNERS, LLC | Independent wealth | Mar 27, 2020 | Dec 13, 2022 | no | WAYNE, PA | Previous registration |
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 20, 2018 | Mar 25, 2020 | no | Exton, PA|ATLANTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 7, 2016 | Sep 24, 2018 | no | WAYNE, PA|RADNOR, PA|RADNOR, PA | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Sep 16, 2008 | Feb 2, 2016 | no | WEST CONSHOHOCKEN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 8, 1997 | Sep 17, 2008 | no | PHILADELPHIA, PA|MALVERN, PA|PHILADELPHIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WICK CAPITAL PARTNERS, LLC | STEEL TOWER INVESTMENTS | Dec 13, 2022 | Jan 3, 2023 | 21 | Firm change | RIA to RIA |
| OSAIC ADVISORY SERVICES, LLC | WICK CAPITAL PARTNERS, LLC | Mar 25, 2020 | Mar 27, 2020 | 2 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | OSAIC ADVISORY SERVICES, LLC | Sep 24, 2018 | Sep 20, 2018 | -4 | Firm change | Wirehouse to RIA |
| CREDIT SUISSE SECURITIES (USA) LLC | WELLS FARGO ADVISORS | Feb 2, 2016 | Jan 7, 2016 | -26 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CREDIT SUISSE SECURITIES (USA) LLC | Sep 17, 2008 | Sep 16, 2008 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 816:19616:PA:2016-02-02 | Feb 2, 2016 | Jan 7, 2016 | WEST CONSHOHOCKEN, PA | Firm change |