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Advisor at LPL FINANCIAL LLC
HANSCOM A F B, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 24, 2024 | n/a | yes | HANSCOM A F B, MA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jun 22, 2022 | Dec 5, 2023 | no | FITCHBURG, MA | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Feb 10, 2020 | Apr 21, 2022 | no | Hudson, MA|CANTON, MA|CHESTNUT HILL, MA|WESTWOOD, MA|HUDSON, NH | Previous registration |
| KEENAN FINANCIAL | Independent wealth | Oct 23, 2018 | Nov 18, 2019 | no | BOSTON, MA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Feb 6, 2017 | Mar 9, 2018 | no | SAINT LOUIS, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 8, 2015 | Jun 6, 2016 | no | WEST NEWTON, MA|West Newton, MA|BOSTON, MA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Sep 2, 2015 | Oct 27, 2015 | no | LEXINGTON, MA | Previous registration |
| WELLESLEY ASSET MANAGEMENT, INC. | Mixed wealth | Jun 23, 2011 | Jul 22, 2015 | no | PORTSMOUTH, NH | Previous registration |
| PACER ADVISORS, INC. | Asset manager | Mar 5, 2010 | Nov 22, 2010 | no | WELLESLEY, MA|MALVERN, PA | Previous registration |
| EVERGREEN INVESTMENT MANAGEMENT CO | n/a | Jul 2, 2009 | Dec 31, 2009 | no | BOSTON, MA | Previous registration |
| MFS INSTITUTIONAL ADVISORS INC. | Other adviser | Feb 24, 2006 | Apr 18, 2007 | no | BOSTON, MA | Previous registration |