DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Luke Weiss

LPL Financial LLCBD affiliatedHanscom A F B, Madual registrantIAPD 2329152

Feed of 09/14/2026

Also filed as Chris Weiss

At current firm

2 y

since Jul 24, 2024

In the industry

29 y

since Jul 15, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 24, 2024 · Hanscom A F B, Ma
Cuso Financial Services, L.P. former
Jun 22, 2022 to Dec 5, 2023 · Fitchburg, Ma
Citizens Securities, Inc. BD affiliated
Feb 10, 2020 to Apr 21, 2022 · Hudson, Ma
Keenan Financial independent RIA
Oct 23, 2018 to Nov 18, 2019 · Boston, Ma
Scottrade Investment Management former
Feb 6, 2017 to Mar 9, 2018 · Saint Louis, Mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 8, 2015 to Jun 6, 2016 · West Newton, Ma
Osaic Institutions, Inc. BD affiliated
Sep 2, 2015 to Oct 27, 2015 · Lexington, Ma
Wellesley Asset Management, Inc. mixed wealth
Jun 23, 2011 to Jul 22, 2015 · Portsmouth, Nh
Pacer Advisors, Inc. asset manager
Mar 5, 2010 to Nov 22, 2010 · Wellesley, Ma
Evergreen Investment Management Co unclassified
Jul 2, 2009 to Dec 31, 2009 · Boston, Ma
Mfs Institutional Advisors Inc. other
Feb 24, 2006 to Apr 18, 2007 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Cuso Financial Services, L.P. to LPL Financial LLC
left Dec 5, 2023, registered Jul 24, 2024 (232 days) · Affiliated broker-dealer or bank to another
Citizens Securities, Inc. to Cuso Financial Services, L.P.
left Apr 21, 2022, registered Jun 22, 2022 (62 days) · Affiliated broker-dealer or bank to another
Keenan Financial to Citizens Securities, Inc.
left Nov 18, 2019, registered Feb 10, 2020 (84 days) · RIA to affiliated broker-dealer or bank
Scottrade Investment Management to Keenan Financial
left Mar 9, 2018, registered Oct 23, 2018 (228 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Scottrade Investment Management
left Jun 6, 2016, registered Feb 6, 2017 (245 days) · Other
Osaic Institutions, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 27, 2015, registered Dec 8, 2015 (42 days) · Other
Wellesley Asset Management, Inc. to Osaic Institutions, Inc.
left Jul 22, 2015, registered Sep 2, 2015 (42 days) · Other
Pacer Advisors, Inc. to Wellesley Asset Management, Inc.
left Nov 22, 2010, registered Jun 23, 2011 (213 days) · Other
Evergreen Investment Management Co to Pacer Advisors, Inc.
left Dec 31, 2009, registered Mar 5, 2010 (64 days) · Other
Mfs Institutional Advisors Inc. to Evergreen Investment Management Co
left Apr 18, 2007, registered Jul 2, 2009 (806 days) · Other

Signals

Christopher Luke Weiss left Cuso Financial Services, L.P. for Lpl Financial Llc (registered 2024-07-24)
Dec 5, 2023 · Advisor changed firm · fact
Christopher Luke Weiss left Citizens Securities, Inc. for Cuso Financial Services, L.P. (registered 2022-06-22)
Apr 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address