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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Nicole Cope

Advisor at SCHWAB WEALTH ADVISORY, INC.

Rock Hill, SC

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Search this name across graphsid dfx:ria:6bd6af8e-982f-393d-5bdf-94048861664e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 4, 2004
First registration: Nov 16, 2010
Dual registered: yes, broker-dealer
Other names: Nicole Marie Gravish|Nicole M Gravish|Nicole Marie Cope
IAPD individual key: 2602695

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 15, 2025	n/a	yes	Rock Hill, SC	Current employment
ALLY INVEST ADVISORS	Independent wealth	Oct 26, 2021	Sep 30, 2024	no	Williamsburg, VA\|CHARLOTTE, NC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 10, 2014	Aug 25, 2020	no	JERSEY CITY, NJ\|NORFOLK, VA\|FORT WORTH, TX\|Westlake, TX\|JERSEY CITY, NJ\|Glen Allen, VA\|Williamsburg, VA\|Westlake, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 7, 2014	Aug 25, 2020	no	JERSEY CITY, NJ\|Norfolk, VA\|Glen Allen, VA\|Williamsburg, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 21, 2012	Mar 27, 2013	no	NORFOLK, VA\|MINNEAPOLIS, MN	Previous registration
RUSSELL INVESTMENTS	Asset manager	Nov 16, 2010	Jan 3, 2012	no	NORFOLK, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLY INVEST ADVISORS	SCHWAB WEALTH ADVISORY, INC.	Sep 30, 2024	Dec 15, 2025	441	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 25, 2020	Feb 10, 2014	-2,388	Channel change	Other
TD AMERITRADE, INC.	ALLY INVEST ADVISORS	Aug 25, 2020	Oct 26, 2021	427	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 27, 2013	Feb 7, 2014	317	Firm change	Other
RUSSELL INVESTMENTS	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 3, 2012	Sep 21, 2012	262	Firm change	Other

Relationships

Registered with (6)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ ALLY INVEST ADVISORSRegistered adviserregistration: previous registration
Oct 26, 2021 to Sep 30, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 7, 2014 to Aug 25, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 10, 2014 to Aug 25, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 21, 2012 to Mar 27, 2013factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Nov 16, 2010 to Jan 3, 2012factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
Nicole Cope left Ally Invest Advisors for Schwab Wealth Advisory, Inc. (registered 2025-12-15)
Form ADVobserved 5 days ago