DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• C•••

S••••• W••••• A•••••••• I•••no RAUMRock Hill, Scdual registrantIAPD 2602695

Feed of 09/14/2026

Also filed as N••••• Marie Gravish

At current firm

0 y

since Dec 15, 2025

In the industry

22 y

since Mar 4, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Dec 15, 2025 · Rock Hill, Sc
A••• I••••• A••••••• independent RIA
Oct 26, 2021 to Sep 30, 2024 · Williamsburg, Va
T• A••••••••• I••• former
Feb 10, 2014 to Aug 25, 2020 · Jersey City, Nj
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 7, 2014 to Aug 25, 2020 · Jersey City, Nj
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 21, 2012 to Mar 27, 2013 · Norfolk, Va
R•••••• I••••••••• asset manager
Nov 16, 2010 to Jan 3, 2012 · Norfolk, Va

Moves

a registration end followed by a registration begin elsewhere

A••• I••••• A••••••• to S••••• W••••• A•••••••• I•••
left Sep 30, 2024, registered Dec 15, 2025 (441 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Aug 25, 2020, registered Feb 10, 2014 (-2388 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to A••• I••••• A•••••••
left Aug 25, 2020, registered Oct 26, 2021 (427 days) · Other
A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Mar 27, 2013, registered Feb 7, 2014 (317 days) · Other
R•••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Jan 3, 2012, registered Sep 21, 2012 (262 days) · Other

Signals

N••••• C••• left A••• I••••• A••••••• for S••••• W••••• A•••••••• I••• (registered 2025-12-15)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address