RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Oct 23, 2025 · Wheeling, Wv
- M••••••• C••••• W••••• S•••••••• I••• independent RIAApr 28, 2015 to Nov 21, 2025 · Wheeling, Wv
- E••••• J•••• national BDJan 13, 2014 to Apr 14, 2015 · Warren, Oh
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerJan 6, 2011 to Aug 5, 2013 · Boston, Ma
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerJan 6, 2011 to Aug 5, 2013 · New York, Ny
- F•••••••• S••••••••• C•••• no RAUMNov 11, 2009 to Aug 5, 2013 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutionalJun 13, 2005 to Aug 5, 2013 · Pittsburgh, Pa
- M••••••• C••••• W••••• S•••••••• I••• to F••••••left Nov 21, 2025, registered Oct 23, 2025 (-29 days) · RIA to RIA · moved with a team
- E••••• J•••• to M••••••• C••••• W••••• S•••••••• I•••left Apr 14, 2015, registered Apr 28, 2015 (14 days) · Other
- F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••left Aug 5, 2013, registered Nov 11, 2009 (-1363 days) · channel change inside one enterprise, not a move
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Aug 5, 2013, registered Jan 6, 2011 (-942 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Aug 5, 2013, registered Jan 6, 2011 (-942 days) · channel change inside one enterprise, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Aug 5, 2013, registered Jan 6, 2011 (-942 days) · Other
- D••• A•••• G••••••••• left M••••••• C••••• W••••• S•••••••• I••• for Farther (registered 2025-10-23)Nov 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address