DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• P••• Y•••

A••••••• U•••• M•••••••• A•••••••• I••institutionalGlen Allen, VaIA-onlyIAPD 2836105

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as M••••••• Y•••

At current firm

2 y

since Feb 1, 2024

In the industry

29 y

since Dec 6, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• U•••• M•••••••• A•••••••• I•• institutional current
since Feb 1, 2024 · Glen Allen, Va
C•••••• A•••• M••••••••• L•• asset manager
Jan 8, 2021 to Oct 14, 2022 · Abingdon, Va
C•••••• W••••• P••••••• independent RIA
Nov 3, 2020 to Oct 14, 2022 · Abingdon, Va
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Feb 5, 2020 · Henrico, Va
E•••••• F•••••••• S•••••••• L•• former
Oct 29, 2013 to Nov 1, 2018 · Henrico, Va
D••• B••• I••••••••• A••••••• other
Jun 6, 2000 to Aug 9, 2013 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• W••••• P••••••• to C•••••• A•••• M••••••••• L••
left Oct 14, 2022, registered Jan 8, 2021 (-644 days) · Other
C•••••• A•••• M••••••••• L•• to A••••••• U•••• M•••••••• A•••••••• I••
left Oct 14, 2022, registered Feb 1, 2024 (475 days) · Other
E•••••• F•••••••• E•••••• to C•••••• W••••• P•••••••
left Feb 5, 2020, registered Nov 3, 2020 (272 days) · RIA to RIA
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
D••• B••• I••••••••• A••••••• to E•••••• F•••••••• S•••••••• L••
left Aug 9, 2013, registered Oct 29, 2013 (81 days) · Other

Signals

M••••••• P••• Y••• left C•••••• A•••• M••••••••• L•• for A••••••• U•••• M•••••••• A•••••••• I•• (registered 2024-02-01)
Oct 14, 2022 · Advisor changed firm · fact
M••••••• P••• Y••• left C•••••• W••••• P••••••• for C•••••• A•••• M••••••••• L•• (registered 2021-01-08)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address