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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Gregory Scott Stevens

Advisor at THRIVENT ASSET MANAGEMENT, LLC

Minneapolis, MN

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Search this name across graphsid dfx:ria:6ccdfb23-0dd5-74c5-545a-60efb55d73dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT ASSET MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 21, 2012
First registration: Sep 24, 2012
Dual registered: yes, broker-dealer
Other names: GREGORY SCOTT STEVENS|GREGORY STEVENS
IAPD individual key: 6084943

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT ASSET MANAGEMENT, LLC	Asset manager	Jun 22, 2026	n/a	yes	Minneapolis, MN	Current employment
HARTFORD FUNDS	Asset manager	Oct 27, 2023	Jun 10, 2026	no	Noblesville, IN\|WAYNE, PA\|Sandy Springs, GA\|Dacula, GA	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Dec 15, 2016	Oct 20, 2023	no	PRINCETON, NJ	Previous registration
FORESTERS ADVISORY SERVICES, LLC	Former SEC adviser	Aug 12, 2016	Oct 18, 2016	no	EDISON, NJ	Previous registration
PGIM INVESTMENTS LLC	Asset manager	Oct 22, 2013	May 17, 2016	no	NEWARK, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 24, 2012	Oct 8, 2013	no	WAYNE, NJ\|FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARTFORD FUNDS	THRIVENT ASSET MANAGEMENT, LLC	Jun 10, 2026	Jun 22, 2026	12	Firm change	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	HARTFORD FUNDS	Oct 20, 2023	Oct 27, 2023	7	Firm change	Other
FORESTERS ADVISORY SERVICES, LLC	BLACKROCK INVESTMENT MANAGEMENT, LLC	Oct 18, 2016	Dec 15, 2016	58	Firm change	Other
PGIM INVESTMENTS LLC	FORESTERS ADVISORY SERVICES, LLC	May 17, 2016	Aug 12, 2016	87	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PGIM INVESTMENTS LLC	Oct 8, 2013	Oct 22, 2013	14	Firm change	Other

Relationships

Registered with (6)

→ THRIVENT ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ HARTFORD FUNDSRegistered adviserregistration: previous registration
Oct 27, 2023 to Jun 10, 2026factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 15, 2016 to Oct 20, 2023factForm ADV
→ FORESTERS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 12, 2016 to Oct 18, 2016factForm ADV
→ PGIM INVESTMENTS LLCRegistered adviserregistration: previous registration
Oct 22, 2013 to May 17, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 24, 2012 to Oct 8, 2013factForm ADV

Dated events

Occurred
Jun 10, 2026
Advisor changed firm
Gregory Scott Stevens left Hartford Funds for Thrivent Asset Management, Llc (registered 2026-06-22)
Form ADVobserved 6 days ago
Occurred
Oct 20, 2023
Advisor changed firm
Gregory Scott Stevens left Blackrock Investment Management, Llc for Hartford Funds (registered 2023-10-27)
Form ADVobserved 6 days ago