DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Scott Stevens
Feed of 09/14/2026
Also filed as Gregory Scott Stevens
At current firm
0 y
since Jun 22, 2026
In the industry
13 y
since Sep 21, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Thrivent Asset Management, LLC asset manager currentsince Jun 22, 2026 · Minneapolis, Mn
- Hartford Funds asset managerOct 27, 2023 to Jun 10, 2026 · Noblesville, In
- Blackrock Investment Management, LLC asset managerDec 15, 2016 to Oct 20, 2023 · Princeton, Nj
- Foresters Advisory Services, LLC formerAug 12, 2016 to Oct 18, 2016 · Edison, Nj
- Pgim Investments LLC asset managerOct 22, 2013 to May 17, 2016 · Newark, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 24, 2012 to Oct 8, 2013 · Wayne, Nj
Moves
a registration end followed by a registration begin elsewhere
- Hartford Funds to Thrivent Asset Management, LLCleft Jun 10, 2026, registered Jun 22, 2026 (12 days) · Other
- Blackrock Investment Management, LLC to Hartford Fundsleft Oct 20, 2023, registered Oct 27, 2023 (7 days) · Other
- Foresters Advisory Services, LLC to Blackrock Investment Management, LLCleft Oct 18, 2016, registered Dec 15, 2016 (58 days) · Other
- Pgim Investments LLC to Foresters Advisory Services, LLCleft May 17, 2016, registered Aug 12, 2016 (87 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pgim Investments LLCleft Oct 8, 2013, registered Oct 22, 2013 (14 days) · Other
Signals
- Gregory Scott Stevens left Hartford Funds for Thrivent Asset Management, Llc (registered 2026-06-22)Jun 10, 2026 · Advisor changed firm · fact
- Gregory Scott Stevens left Blackrock Investment Management, Llc for Hartford Funds (registered 2023-10-27)Oct 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address