DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Westmount Partners, LLC
Latest filing May 15, 2026
First filing on the tape Mar 23, 2012 · 27 filings
SEC status approved since Oct 19, 2011
RAUM
$5.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
91%
$5.4B individuals and HNW
Advisors
26
registered through the firm on IAPD
RAUM per advisor
$228M
derived; firm RAUM over IAPD count
Employees
39
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$5.9B as of May 15, 2026
Mar 23, 2012$1.2B then
HNW client RAUM$5.1B as of May 15, 2026
Mar 30, 2018$2.1B then
State-registered IARs (5.B.3)27 as of May 15, 2026
Feb 26, 201313 then
Employees (5.A)39 as of May 15, 2026
Feb 26, 201321 then
Private funds1 as of Mar 28, 2025
Mar 23, 20123 then
RAUM +14% over the last fiscal year+19% a year over threeIARs 25 to 27
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- $228MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.0MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 13.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.1B86%
- Charitable organizations$318M5.4%
- Individuals$303M5.1%
- Pension and profit-sharing plans$112M1.9%
- Corporations and businesses$106M1.8%
- Individual clients
- 571reported
- HNW clients
- 847reported
- Pension plan clients
- 6reported
- Charitable clients
- 23reported
- Accounts
- 4,798reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
26 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Joseph Amash | Los Angeles, Ca | Nov 8, 2011 | 34 y | 1 |
| Michael Thomas Cannone | Los Angeles, Ca | Nov 9, 2011 | 21 y | 1 |
| Terrence Michael Demorest | Los Angeles, Ca | Nov 9, 2011 | 21 y | 2 |
| Dimitri Jimmy Krikelas | Los Angeles, Ca | Nov 9, 2011 | 16 y | 1 |
| Christopher Miles Werner | Los Angeles, Ca | Nov 9, 2011 | 20 y | 1 |
| James Edgar Berliner | Los Angeles, Ca | Nov 9, 2011 | 36 y | 1 |
| Dennis Wee | Los Angeles, Ca | Nov 9, 2011 | 18 y | 1 |
| Sean Christian CauvelCertified Financial Planner | Los Angeles, Ca | Nov 9, 2011 | 30 y | 1 |
| Todd Andrew GoldmanCertified Financial Planner | Los Angeles, Ca | Feb 25, 2016 | 19 y | 3 |
| Denis John Massey | Los Angeles, Ca | Sep 27, 2016 | 23 y | 0 |
| Victoria Ashleigh Dyson | Los Angeles, Ca | Feb 10, 2017 | 11 y | 2 |
| Arielle E Anderson | Los Angeles, Ca | Jul 18, 2017 | 18 y | 0 |
| Timothy David LonerganCertified Financial Planner | Los Angeles, Ca | Jul 23, 2021 | 11 y | 3 |
| Dylan Louisa Wensley | Los Angeles, Ca | Jan 4, 2022 | 15 y | 0 |
| Eric Yong-Sean Lin | Los Angeles, Ca | Feb 2, 2023 | 10 y | 0 |
| Julie Ann YoonCertified Financial Planner | Los Angeles, Ca | Aug 2, 2023 | 14 y | 0 |
| Michael Stanley Burr | Los Angeles, Ca | Aug 4, 2023 | 13 y | 3 |
| Natalie Jeanne-Marie Glover | Los Angeles, Ca | Mar 15, 2024 | 11 y | 0 |
| Sean Patrick Sugrue | Los Angeles, Ca | Aug 29, 2024 | 10 y | 0 |
| Joshua R Fredendall | Los Angeles, Ca | Sep 18, 2024 | 10 y | 2 |
| Sarah Mushtaq Chhotani | Los Angeles, Ca | Oct 14, 2024 | 11 y | 0 |
| Samuel Gordon Thomas Attianese | Los Angeles, Ca | Nov 19, 2024 | 12 y | 0 |
| Cory M DavenportCertified Financial Planner | Los Angeles, Ca | Jan 1, 2025 | 13 y | 0 |
| Scott Henrik Fellmeth | Los Angeles, Ca | Jan 1, 2025 | 17 y | 2 |
| Isaak Allan Ottmar | Los Angeles, Ca | Jul 24, 2025 | 19 y | 0 |
| Olivia R Dinapoli | Los Angeles, Ca | Dec 4, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Lily Haili Zhang to Seven Mile Advisory LLCNov 21, 2024 · RIA to RIA
- Hector Manuel Monroy to Ae Wealth Management, LLCFeb 22, 2024 · RIA to RIA
- Jeffrey Halbert to Citigroup Global Markets Inc.Oct 2, 2023 · RIA to affiliated broker-dealer or bank
- Philip Charles Hagopian to Beacon Pointe Advisors, LLCJul 18, 2023 · RIA to RIA
- Charles E Pyle to Empirical Wealth ManagementMar 7, 2023 · RIA to RIA
- Annie Ju-Yin Chen to Falcon Wealth Planning, Inc.Dec 10, 2019 · RIA to RIA
- Erica Kaur Ghotra to LidoAug 8, 2019 · RIA to RIA
- Roger Sanford Stinnett to First Foundation AdvisorsSep 24, 2018 · RIA to RIA
- Erin Durkin Voisin to Ep Wealth AdvisorsJan 21, 2016 · Other
- Alvin Siu-Lun Yam to Stonemark Wealth ManagementSep 26, 2013 · Other
- Andrew B Chou to Centaurus Financial, Inc.Jul 8, 2013 · Other
Joined, latest
- Scott Henrik Fellmeth from Certuity, LLCJan 1, 2025 · Other
- Joshua R Fredendall from Steelpeak Wealth, LLCSep 18, 2024 · RIA to RIA
- Michael Stanley Burr from Mariner IndependentAug 4, 2023 · RIA to RIA
- Philip Charles Hagopian from LidoJan 20, 2022 · RIA to RIA
- Timothy David Lonergan from Fidelity Personal And Workplace AdvisorsJul 23, 2021 · Affiliated broker-dealer or bank to independent RIA
- Lily Haili Zhang from Gurtin Municipal Bond ManagementNov 10, 2020 · RIA to RIA
- Jeffrey Halbert from Telos Capital Management, Inc.Sep 30, 2020 · RIA to RIA
- Charles E Pyle from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 20, 2019 · Wirehouse to independent RIA
- Victoria Ashleigh Dyson from Capital Bank And Trust CompanyFeb 10, 2017 · Other
- Roger Sanford Stinnett from Ernst & Young Investment Advisers LlpJun 28, 2016 · Other
- Erica Kaur Ghotra from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 23, 2016 · Other
- Todd Andrew Goldman from Telemus Capital, LLCFeb 25, 2016 · Other
- Erin Durkin Voisin from Msi Financial Services, Inc.Sep 27, 2013 · Other
- James Edgar Berliner from Westmount Asset Management IncNov 9, 2011 · Other
- Alvin Siu-Lun Yam from Westmount Asset Management IncNov 9, 2011 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Asean China Investment Fund II L.P.no longer reported | Private Equity Fund | $149M | 18 | Mar 23, 2012 |
| Asean China Investment Fund I L.P.no longer reported | Private Equity Fund | $12.1M | 15 | Mar 23, 2012 |
| Westmount Capital Partners, LPno longer reported | Other Private Fund | $125,077 | 1 | Mar 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Michael Amash · President Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- Edgar James Berliner · Chairmancontrolsince 01/2022 · owns less than 5%
- Christian Sean Cauvel · Managing Partnercontrolsince 01/2022 · owns less than 5%
- Miles Christopher Werner · Chief Operating Officer / Chief Compliance Officercontrolsince 09/2011 · owns less than 5%
- Edgar James Berliner · Chairmancontrolsince 01/2022 · owns 50% to 75% of Westmount Asset Management, Inc.
- Adam Jason Seltzer · Vice President, Temperance Partners Inc.controlsince 10/2019 · owns F of Temperance Partners Inc.
- Catherine Julia Sorbara · Trusteecontrolsince 03/2011 · owns 25% to 50% of Jds Tplp Trust
- Joseph Paul Sorbara · Vice Presidentcontrolsince 01/2011 · owns F of Temperance Partners Gp I Limited
- Joseph Paul Sorbara · Trusteecontrolsince 03/2011 · owns 25% to 50% of Jds Tplp Trust
- Joseph Paul Sorbara · Vice Presidentcontrolsince 10/2015 · owns F of Temperance Partners Inc.
- Anthony Thomas Sorbara · Trusteecontrolsince 03/2011 · owns 25% to 50% of Jds Tplp Trust
- Douglas Kevin Tice · Presidentcontrolsince 10/2015 · owns F of Temperance Partners Inc.
- Douglas Kevin Tice · Presidentcontrolsince 01/2011 · owns F of Temperance Partners Gp I Limited
Entity owners
- Temperance Wealth Partners Inc. · General Partnerdirect · owns less than 5%
- Temperance Wealth Partners LP · Ownerdirect · owns 25% to 50%
- Westmount Asset Management, · Managing Memberdirect · owns 50% to 75%
- Westmount Asset Management, Inc. · Managing Memberdirect · owns 50% to 75%
- Jds Tplp Trust · Limied Partner, Ownerindirect · owns 75% or more of Temperance Partners (Canada) Limited Partnership II
- Temperance Partners (Canada) Limited Partnership II · Share-Holder Ownerindirect · owns 75% or more of Temperance Partners Inc.
- Temperance Partners Gp I Limited · General Partnerindirect · owns F of Temperance Partners (Canada) Limited Partnership II
- Temperance Partners Inc. · Ownerindirect · owns 75% or more of Temperance Wealth Partners LP
Related persons
Schedule D 7.A
- Uob Capital Partners LLCinvestment adviserpooled vehicle sponsorn
- Wcp Management, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 26 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- El Segundo, CA3 employees
- Newport Beach, CA1 employees
- Pasadena, CA1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 15, 2026WERNER, CHRISTOPHER, MILES (CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2022-03-24 and 2026-05-15peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing May 15, 2026SELTZER, JASON, ADAM (VICE PRESIDENT, TEMPERANCE PARTNERS INC.) left Schedule A between the filings of 2022-03-24 and 2026-05-15peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing May 15, 2026TICE, KEVIN, DOUGLAS (PRESIDENT) left Schedule A between the filings of 2022-03-24 and 2026-05-15peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing May 15, 2026SORBARA, THOMAS, ANTHONY (TRUSTEE) left Schedule A between the filings of 2022-03-24 and 2026-05-15peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing May 15, 2026SORBARA, PAUL, JOSEPH (VICE PRESIDENT) left Schedule A between the filings of 2022-03-24 and 2026-05-15peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing May 15, 2026SORBARA, JULIA, CATHERINE (TRUSTEE) left Schedule A between the filings of 2022-03-24 and 2026-05-15peers: independent wealth managers, $5B to $20B (289)
- account count collapseChange between filings · filing Mar 26, 2026accounts (Item 5.F.2.f) moved from 4,595.0 to 1,466.0 (-68.0%) between the annual amendments of 2025-03-28 and 2026-03-26; the peer median change was +8.0% (253 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 0.8% percentile
What changed
consecutive filings, newest first
- Accounts · 1,466 to 4,798Mar 26, 2026 to May 15, 2026
- Charity clients · 24 to 23Mar 26, 2026 to May 15, 2026
- HNW clients · 919 to 847Mar 26, 2026 to May 15, 2026
- Individual clients · 470 to 571Mar 26, 2026 to May 15, 2026
- Pension plan clients · 7 to 6Mar 26, 2026 to May 15, 2026
- Discretionary RAUM · $6.5B to $5.9BMar 26, 2026 to May 15, 2026
- HNW RAUM · $5.8B to $5.1BMar 26, 2026 to May 15, 2026
- Individual RAUM · $167M to $303MMar 26, 2026 to May 15, 2026
- Pension RAUM · $107M to $112MMar 26, 2026 to May 15, 2026
- RAUM · $6.5B to $5.9BMar 26, 2026 to May 15, 2026
- Accounts · 4,595 to 1,466Mar 28, 2025 to Mar 26, 2026
- Charity clients · 23 to 24Mar 28, 2025 to Mar 26, 2026
- HNW clients · 836 to 919Mar 28, 2025 to Mar 26, 2026
- Individual clients · 553 to 470Mar 28, 2025 to Mar 26, 2026
- Pension plan clients · 6 to 7Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 1 to 0Mar 28, 2025 to Mar 26, 2026
- Custody of client assets · false to trueMar 28, 2025 to Mar 26, 2026
- State-registered IARs · 25 to 27Mar 28, 2025 to Mar 26, 2026
- Private funds · 1 to unsetMar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $5.2B to $6.5BMar 28, 2025 to Mar 26, 2026
- HNW RAUM · $4.5B to $5.8BMar 28, 2025 to Mar 26, 2026
- Individual RAUM · $209M to $167MMar 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $30.4M to $36.5MMar 28, 2025 to Mar 26, 2026
- Pension RAUM · $105M to $107MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $51,878 to $0Mar 28, 2025 to Mar 26, 2026
- RAUM · $5.2B to $6.5BMar 28, 2025 to Mar 26, 2026
- Accounts · 4,684 to 4,595Feb 9, 2024 to Mar 28, 2025
- Business name · WESTMOUNT ASSET MANAGEMENT, LLC to WESTMOUNT PARTNERS, LLCFeb 9, 2024 to Mar 28, 2025
- Charity clients · 21 to 23Feb 9, 2024 to Mar 28, 2025
- Corporate clients · 8 to 16Feb 9, 2024 to Mar 28, 2025
- HNW clients · 747 to 836Feb 9, 2024 to Mar 28, 2025
- Individual clients · 616 to 553Feb 9, 2024 to Mar 28, 2025
- Pension plan clients · 9 to 6Feb 9, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Feb 9, 2024 to Mar 28, 2025
- Legal name · WESTMOUNT ASSET MANAGEMENT, LLC to WESTMOUNT PARTNERS, LLCFeb 9, 2024 to Mar 28, 2025
- Other offices · 3 to 1Feb 9, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.2B to $5.2BFeb 9, 2024 to Mar 28, 2025
- HNW RAUM · $3.6B to $4.5BFeb 9, 2024 to Mar 28, 2025
- Individual RAUM · $234M to $209MFeb 9, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $43.8M to $30.4MFeb 9, 2024 to Mar 28, 2025
Signals
11 dated events
- Westmount Partners, Llc reported RAUM $6.5B, up 25% from $5.2B (2025-03-28 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Lily Haili Zhang left Westmount Partners, Llc for Seven Mile Advisory Llc (registered 2025-02-06)Nov 21, 2024 · Advisor changed firm · fact
- Hector Manuel Monroy left Westmount Partners, Llc for Ae Wealth Management, Llc (registered 2024-06-06)Feb 22, 2024 · Advisor changed firm · fact
- F June Berliner (Trustee) no longer on Schedule A of Westmount Partners, Llc (listed 2023-10-03, absent 2024-02-09)Feb 9, 2024 · Control person left · inference
- Jeffrey Halbert left Westmount Partners, Llc for Citigroup Global Markets Inc. (registered 2023-10-25)Oct 2, 2023 · Advisor changed firm · fact
- Philip Charles Hagopian left Westmount Partners, Llc for Beacon Pointe Advisors, Llc (registered 2023-07-20)Jul 18, 2023 · Advisor changed firm · fact
- Charles E Pyle left Westmount Partners, Llc for Empirical Wealth Management (registered 2023-05-18)Mar 7, 2023 · Advisor changed firm · fact
- Adler Robert Berliner (Chairman/Elected Manager) no longer on Schedule A of Westmount Partners, Llc (listed 2021-03-22, absent 2022-03-24)Mar 24, 2022 · Control person left · inference
- Christian Sean Cauvel (Managing Partner) appeared on Schedule A of Westmount Partners, LlcMar 24, 2022 · Control person joined · fact
- F June Berliner (Trustee) appeared on Schedule A of Westmount Partners, LlcMar 24, 2022 · Control person joined · fact
- Adam Jason Seltzer (Vice President, Temperance Partners Inc.) appeared on Schedule A of Westmount Partners, LlcMar 27, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Westmount Asset Management, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@westmount.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- advice@westmount.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-556-2502reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-556-8661reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/westmount-partners-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WESTMOUNT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-556-2502reportedpublic record, Form ADV, May 15, 2026
- Contact form
- westmount.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- westmount.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $228Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026