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RIA / WealthAdvisor17 years in industry

MARC ANTHONY DECUFFA

Advisor at PROXY WEALTH ADVISORS LLC

Chappaqua, NY | WINDERMERE, FL

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Search this name across graphsid dfx:ria:6d2a0b80-393e-2be6-0e1b-e47761064c1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROXY WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 23, 2023
First registration: Oct 8, 2008
Dual registered: no
Other names: MARC ANTHONY DECUFFA|Marc DeCuffa
IAPD individual key: 5523177

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROXY WEALTH ADVISORS LLC	Independent wealth	Feb 15, 2023	n/a	yes	WINDERMERE, FL\|Chappaqua, NY	Current employment
PROXY FREEDOM	n/a	Jul 6, 2023	Jul 22, 2023	no	WALNUT CREEK, CA\|Chappaqua, NY	Previous registration
PROXY WEALTH ADVISORS LLC	Independent wealth	Nov 5, 2020	Mar 22, 2022	no	WINDERMERE, FL\|Chappaqua, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 29, 2017	Dec 31, 2017	no	HARRISON, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 2, 2014	Apr 5, 2017	no	NEW YORK, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Feb 4, 2013	May 9, 2014	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Nov 12, 2010	no	BOSTON, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 8, 2009	Oct 23, 2009	no	BOSTON, MA	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Oct 8, 2008	Dec 31, 2008	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROXY FREEDOM	n/a	Jul 22, 2023	n/a	n/a	Departure no registered destination	Departure
AMERIPRISE FINANCIAL SERVICES, LLC	PROXY WEALTH ADVISORS LLC	Dec 31, 2017	Nov 5, 2020	1,040	Firm change after gap	Ibd to RIA
J.P. MORGAN SECURITIES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 5, 2017	Mar 29, 2017	-7	Firm change	Wirehouse to ibd
PARK AVENUE SECURITIES LLC	J.P. MORGAN SECURITIES LLC	May 9, 2014	May 2, 2014	-7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PARK AVENUE SECURITIES LLC	Nov 12, 2010	Feb 4, 2013	815	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
BOFA ADVISORS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 31, 2008	Jan 8, 2009	8	Firm change	Other

Relationships

Registered with (8)

→ PROXY WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Nov 5, 2020 to Mar 22, 2022factForm ADV
→ PROXY FREEDOMRegistered adviserregistration: previous registration
Jul 6, 2023 to Jul 22, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 29, 2017 to Dec 31, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 2, 2014 to Apr 5, 2017factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Feb 4, 2013 to May 9, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Nov 12, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 8, 2009 to Oct 23, 2009factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 8, 2008 to Dec 31, 2008factForm ADV

Dated events

Occurred
Jul 22, 2023
Advisor departed, no destination yet
Marc Anthony Decuffa no longer registered at Proxy Freedom; no later IA registration on IAPD
Form ADVobserved 6 days ago